Financial Services Tech Consulting Rule Coding Senior, Investment Compliance - WAM - CRD / Aladdin

About the role

We are seeking a Rule Coding specialist to support investment compliance implementations across leading OMS platforms including Charles River (CRD), Aladdin, and Sentinel. This role focuses on translating complex investment guidelines into system-enforced compliance rules and ensuring accurate implementation across asset classes and client account types.

Responsibilities

• Interpret investment guidelines and regulatory requirements and translate them into system-based compliance rules
• Configure, code, and validate compliance rules across OMS platforms (CRD, Aladdin, Sentinel)
• Review rule logic to ensure alignment with guideline intent and expected functionality
• Perform testing and validation of compliance rules, including exception and breach analysis
• Support account onboarding, compliance audits, and rule certification activities
• Work across equities, fixed income, and derivatives asset classes and account types (Retail, Institutional, Private Client)
• Partner with compliance officers, portfolio managers, and technology teams to refine rule logic
• Support SIT/UAT cycles, defect resolution, and production validation

Requirements

• Bachelor’s degree in Finance, Business, Engineering, or related field
• Minimum 3 years of experience in investment compliance rule coding, testing, or implementation
• Hands-on experience working with OMS platforms (CRD, Aladdin, Sentinel)
• Strong experience across equities, fixed income, and/or derivatives
• Experience interpreting investment guideline language and translating into coded rules

Qualifications

• Nice to have: Experience with guideline audits, compliance reviews, or account onboarding processes
• Familiarity with compliance breach analysis and remediation workflows
• Exposure to multi-asset portfolio compliance frameworks

What We Look For

• Strong ability to bridge business rules and technical implementation
• Attention to detail in validating rule logic and identifying edge cases
• Comfort operating in client-facing, fast-paced implementation environments

What We Offer

• Cumulative compensation and benefits package
• Base salary range for this job in all geographic locations in the US is $102,500 to $187,900
• Base salary range for New York City Metro Area, Washington State and California (excluding Sacramento) is $122,900 to $213,400
• Flexible vacation policy
• Additional benefits such as medical and dental coverage, pension, and 401(k) plans
• Wide range of paid time off options
• Hybrid model with most people in external, client serving roles working together in person 40-60% of the time over the course of an engagement, project or year

Equal Opportunity Employer

EY is committed to providing reasonable accommodation to qualified individuals with disabilities including veterans with disabilities. If you have a disability and either need assistance applying online or need to request an accommodation during any part of the application process, please call 1-800-EY-HELP3, select Option 2 for candidate related inquiries, then select Option 1 for candidate queries and finally select Option 2 for candidates with an inquiry which will route you to EY’s Talent Shared Services Team (TSS) or email the TSS at ssc.customersupport@ey.com.