Financial Services Tech Consulting Compliance Data Senior - WAM - CRD / Aladdin

About the role

We are seeking an Investment Compliance Data Specialist to support investment compliance platform implementations and transformation initiatives across leading solutions including Charles River Development (CRD), Aladdin, Bloomberg, and related investment management platforms.

Responsibilities

• Support investment compliance platform implementations, upgrades, and transformation initiatives by validating data requirements and compliance monitoring inputs.
• Analyze and validate security master, issuer, benchmark, account, portfolio, and reference data utilized by compliance monitoring platforms.
• Perform SQL-based analysis to investigate data quality issues, validate business requirements, and support implementation testing activities.
• Support data mapping, conversion, and integration efforts across compliance, portfolio management, accounting, OMS, EMS, and market data platforms.
• Conduct root cause analysis of compliance exceptions, monitoring discrepancies, and implementation defects to identify data-related drivers and corrective actions.
• Partner with compliance, operations, portfolio management, and technology stakeholders to ensure data supports intended compliance outcomes.
• Support System Integration Testing (SIT), User Acceptance Testing (UAT), parallel testing, and production readiness activities.
• Validate complex investment data domains including positions, classifications, benchmark constituents, issuer hierarchies, look-through holdings, analytics, and derivative exposures.
• Aid in documenting data requirements, mapping specifications, reconciliation procedures, testing results, and implementation decisions.
• Support account onboarding, portfolio migrations, and compliance framework enhancements as part of broader implementation programs.

Requirements

• Bachelor's degree in Finance, Business, Information Systems, Data Analytics, Engineering, or a related field.
• 3+ years of experience supporting investment management, investment compliance, reference data, or compliance technology implementations.
• Strong SQL skills with experience analyzing and validating complex investment data sets.
• Experience working with investment data domains including securities, issuers, benchmarks, accounts, positions, classifications, and portfolio analytics.
• Understanding of how investment data supports pre-trade and post-trade compliance monitoring processes.
• Experience participating in implementation projects, platform migrations, onboarding initiatives, or compliance technology transformations.
• Strong analytical, troubleshooting, and problem-solving skills.

Nice to have

• Experience with Charles River Development (CRD), Aladdin, Bloomberg AIM, Sentinel, or related investment management platforms.
• Familiarity with compliance monitoring frameworks and investment guideline oversight.
• Experience supporting data integration, reconciliation, testing, and implementation validation activities.
• Knowledge of equity, fixed income, derivatives, and multi-asset investment products.
• Understanding of benchmark, issuer hierarchy, security classification, and look-through data concepts.

Benefits

At EY, we offer a comprehensive compensation and benefits package where you'll be rewarded based on your performance and recognized for the value you bring to the business. The base salary range for this job in all geographic locations in the US is $102,500 to $187,900. The base salary range for New York City Metro Area, Washington State and California (excluding Sacramento) is $122,900 to $213,400. Individual salaries within those ranges are determined through a wide variety of factors including but not limited to education, experience, knowledge, skills and geography. In addition, our Total Rewards package includes medical and dental coverage, pension and 401(k) plans, and a wide range of paid time off options.

Pay

The base salary range for this job in all geographic locations in the US is $102,500 to $187,900. The base salary range for New York City Metro Area, Washington State and California (excluding Sacramento) is $122,900 to $213,400. Individual salaries within those ranges are determined through a wide variety of factors including but not limited to education, experience, knowledge, skills and geography.

Schedule

Our expectation is for most people in external, client serving roles to work together in person 40-60% of the time over the course of an engagement, project or year.