Financial Controls Manager/SOX Controls/Internal Controls
TD · Mount Laurel, NJ · 1 wk ago
HybridFinanceFull-time
About the role
The Finance Manager provides a range of strategic Finance advice, analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, decision support and guidance and works closely with various stakeholders and team members as required.
Responsibilities
- Proactively manages senior relationships in order to provide seasoned and deep business insights, decision support and guidance
- Works closely with various stakeholders and team members as required
- Conducts financial analysis/research, reviews and/or audits to support functional goals/objectives
- Acts as interface with Finance partners/leaders and external parties
- Serves as a source of advice to senior management in field of specialty; may lead team(s) of related specialists/experts
- Undertakes and completes a variety of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes within own area of expertise
Requirements
- Undergraduate degree
- 7+ years of relevant experience
- Accounting or financial designation preferred
- Preferred Progressive experience in financial controls, internal audit, within a large, complex organization — ideally within the financial services or banking sector.
- Deep knowledge and experience of key processes and internal controls over financial reporting
- Strong working knowledge of SOX 404, internal control frameworks (COSO), FDICIA regulatory requirements
- Excellent stakeholder management skills – able to influence and collaborate with process owners, auditors and senior leadership
- Provides training, guidance, and support to process/control owners on SOX requirements and best practices
- Drives continuous improvement in the bank’s ICFR control environment through assessments and remediation tracking
- CPA highly preferred
Qualifications
- Education: Undergraduate degree
- Experience: 7+ years of relevant experience
- Designation: Accounting or financial designation preferred
- Experience: Progressive experience in financial controls, internal audit, within a large, complex organization — ideally within the financial services or banking sector.
- Knowledge: Deep knowledge and experience of key processes and internal controls over financial reporting
- Skills: Strong working knowledge of SOX 404, internal control frameworks (COSO), FDICIA regulatory requirements
- Soft Skills: Excellent stakeholder management skills – able to influence and collaborate with process owners, auditors and senior leadership
- Training: Provides training, guidance, and support to process/control owners on SOX requirements and best practices
- Continuous Improvement: Drives continuous improvement in the bank’s ICFR control environment through assessments and remediation tracking
Skills
- Financial Analysis
- Data Visualization
- Advanced Modeling
- Stakeholder Management
- Compliance
- Internal Controls
- SOX 404
- Internal Audit
- Finance Controls
- Financial Reporting
- Operational Processes
- Business Strategy
- Financial Planning
- Forecasting
- Strategic Insights
- Performance Metrics
- Strategy Development
- Business Partnerships
- Financial Services
- Banking Sector
- Financial Controls
- Internal Audit
- Finance Division
- Finance Management
- Finance Advice
- Finance Support
- Finance Analysis
- Finance Research
- Finance Reviews
- Finance Audits
- Finance Initiatives
- Finance Compliance
- Finance Oversight
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