FCBank, BSA/AML Quality Control Analyst

Key Responsibilities

• Conduct quality control activities on BSA alerts including typologies in AML, CDD, OFAC, and 314(a) workflows.
• Conduct quality control activities on Currency Transaction Reports (CTR) and other monitoring as assigned.
• Conduct quality control activities on AML, CTR Exemption, Enhanced Due Diligence (EDD), and other cases.
• Conduct quality control activities on Suspicious Activity Reports (SAR).
• Provide clear and concise written and verbal feedback to the team members and assist with questions as necessary.
• Maintain strong working knowledge of applicable regulations including BSA/AML, USA Patriot Act, OFAC, FFIEC BSA/AML Examination Manual, and department policy and procedures.

Attitudes

• Build positive relationships with internal and external clients by valuing their feelings and rights in both words and actions, and embracing their unique beliefs, backgrounds, and perspectives.
• Demonstrate respect and leadership by providing daily mentoring and coaching to the team as needed.
• Work with department peers and management to ensure the BSA department produces the best possible quality product.
• Works to develop and maintain positive working relationships with team members in the BSA department and other areas of the bank.

Behaviors

• Demonstrate strong business ethics and honest behaviors and the ability to positively influence and work with others to achieve excellent results by demonstrating integrity.
• Displays strong adherence to internal policies and procedures, as well as external regulations. A significant level of trust and diplomacy is required to be an effective subject matter expert in this position.
• Possess and display a positive approach in managing change, while demonstrating excellent communication skills through effective conversations and collaboration. Strong interpersonal skills are essential.
• Foster the bank’s culture by utilizing paid volunteer time.

Competencies

• Reflects skill, good judgement, positive conduct, and personal responsibility for assigned areas.
• Seek to implement and leverage services and technologies that create efficiencies by demonstrating accountability: technological ability and willingness to work remotely from home as required. Strong organizational skills. Ability to maintain personal and work direction when faced with ambiguity.
• Professionalism: Ability to maintain composure under pressure or adverse circumstances, using effective strategies for managing personal stress.

Position Level Expectations

• Provides independent, ongoing monitoring to ensure regulatory compliance, internal policy adherence, and data integrity, as well as adequacy, effectiveness, and efficiency of internal controls.
• Responsible for completing assigned work within SLA, as well as completing work to procedural and regulatory standards.
• Conduct root-cause analysis to identify systemic issues or procedural weaknesses.
• Provide effective and timely communication to management on matters requiring attention and provide timely and essential communication to the team as required.
• Serve as a member of SAR review committee.
• Support the design, maintenance, and execution of AML/BSA Quality Control (QC) Procedure.
• Comfort in operating in ambiguity; executing sound judgment when procedures or policy have room for interpretation.

Qualifications, Education, & Experience Level I

• Bachelor’s degree or equivalent from four-year College preferred, or equivalent combination of education and experience.
• Minimum of 5 years of direct BSA/AML experience.
• Preferred: 1-2 years of prior BSA/AML quality control, or equivalent, experience.
• Preferred: CAMS or CFE certification, or equivalent.

Qualifications, Education, & Experience Level II

• Bachelor’s degree or equivalent from four-year College preferred, or equivalent combination of education and experience.
• Minimum of 5 years of direct BSA/AML experience.
• Required: 1-2 years of prior BSA/AML quality control, or equivalent, experience.
• Preferred: CAMS or CFE certification, or equivalent.