Compliance - Salt Lake City- Associate, Financial Crime Controls - 10071990

Job Duties

• Draft Suspicious Activity Report (SAR) narratives utilizing investigative reports surrounding activity deemed to be suspicious, requiring a SAR filing by Goldman Sachs.
• Train new team members on identifying risk, drafting SAR narratives, presenting relevant facts and data to key stakeholders and senior managers.
• Independently perform in-depth reviews of potentially suspicious activity escalated to the Suspicious Activity Report (SAR) Group.
• Ensure compliance with Bank Secrecy Act/Anti-Money Laundering (“BSA/AML”) Manual regarding SAR filings.
• Engage with law enforcement and various regulatory bodies regarding active investigations and SARs previously filed by Goldman Sachs.
• Present risk-relevant data to appropriate stakeholders including senior managers.

Job Requirements

• Master’s degree (U.S. or foreign equivalent) in Finance, Accounting, Statistics, Business Analytics, Legal Studies, or a related analytical field and one (1) year of experience in the job offered or in a related role.
• Bachelor’s degree (U.S. or foreign equivalent) in Finance, Accounting, Statistics, Business Analytics, Legal Studies, or a related analytical field and three (3) years of experience in the job offered or in a related role.
• Prior work experience must include one (1) year of experience (with a Master’s degree) OR three (3) years of experience (with a Bachelor’s degree) with the following:
• performing due diligence and making risk assessments;
• gathering complex sets of transaction facts and distilling them down to the key relevant data points necessary to provide compliance guidance;
• performing legal writing for analysis of facts and evidence in the finance industry;
• performing due diligence using public domain and open-source searches to assess and evaluate risks;
• working with anti-money laundering regulations, including the relevant provisions of the Bank Secrecy Act and the USA Patriot Act.