Compliance | Analyst | Salt Lake City

About the role

Global Compliance is dedicated to protecting the reputation of the firm and managing risk across all business areas. We work closely with each business, interpreting and ensuring compliance with regulatory requirements and determining how the firm can appropriately pursue global market opportunities. We monitor regulatory trends and changes in all jurisdictions in which the firm does business, and we share information and collaborate with regulators to manage financial market risk.

Responsibilities

• Coordinate the firmwide anti-financial crime program, including designing, developing, implementing, and overseeing systems and controls to prevent and detect money laundering, terrorist financing, insider trading, government sanctions violations, bribery, fraud, and other misconduct.
• Implement and maintain the firm’s integrated regulatory compliance program, including regulatory change management, policies, training, issue escalation, and risk assessment.
• Design, implement, and oversee a comprehensive and sustainable program to monitor and provide oversight for regulatory and reputational risk in Global Banking and Markets.
• Review and challenge business activities to advise Global Banking & Markets on compliance with rules, regulations, and regulatory expectations.
• Conduct independent testing of compliance policies, procedures, and controls, and written supervisory and supervisory control procedures, in accordance with regulatory expectations and requirements.
• Identify potential market manipulation, insider trading, information barrier breaches, and other conduct risks across global business lines using advanced surveillance technology and analytical rigor.

Requirements

• Bachelor's degree
• 0-3 years of prior work experience in a relevant field
• Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
• Highly organized with exceptional attention to detail and follow-through
• Strong ability to manage multiple projects with competing deadlines
• Team player with positive attitude and strong work ethic
• Strong communication skills (written and verbal)
• Ability to work in a fast-paced environment
• Ability to adapt quickly to a variety of industries and businesses
• Ability to self-direct, analyze, and evaluate independently
• Effective interaction and building relationships with senior management and global stakeholders
• Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information

Qualifications

• Integrity, ethical standards, and sound judgment

Skills

• Advanced proficiency in MS Office
• Excellent organizational and attention-to-detail skills
• Strong project management and time management abilities
• Excellent communication skills (both written and verbal)
• Ability to work in a fast-paced, dynamic environment
• Ability to adapt to a variety of industries and businesses
• Ability to self-direct, analyze, and evaluate independently
• Effective interaction and relationship-building with senior management and global stakeholders
• Commercially savvy with discretion for sensitive information

Benefits

Goldman Sachs offers a comprehensive benefits package, including:

• Health insurance
• Retirement savings plans
• Flexible spending accounts
• Employee assistance programs
• Wellness programs
• Professional development opportunities

Pay

Competitive compensation and benefits package

Schedule

Full-time position

Equal Opportunity Employer

We are committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html