Jobs · Legal · Illinois

Compliance Officer - Fair and Responsible Banking

Wintrust Financial Corporation · Rosemont, IL · 1 mo ago
On-siteLegal$85k–$110k/yrFull-time
We need to output HTML fragment with sections: About the role? The posting includes a description of Wintrust, why join us, etc. The instructions: Use

for section headings (e.g. About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule). Do NOT repeat the job title as a heading. Do NOT put Job ID / requisition numbers as headings — fold minor metadata into a short

or drop it. Preserve ALL substantive information; do NOT invent or summarize away detail. Remove cookie/navigation/legal/EEO/equal-opportunity/scam-warning boilerplate, duplicated lines, and application instructions. IMPORTANT: include a section ONLY when the posting has real, specific content for it — never emit a heading followed by filler/placeholder text (e.g. "commensurate with experience", "not specified", "N/A", "varies", "TBD") and never create Pay/Schedule/Benefits sections unless the posting actually states them. Prefer a few substantive sections over many thin ones. We need to decide which sections to include based on content. Content: There's a company overview (Wintrust provides...). Then "Why join us?" bullet points: award-winning culture, competitive pay and discretionary or incentive bonus eligible, comprehensive benefit package..., promote from within culture. Then "Why join this team?" bullet points: inclusive environment, opportunity to interact with management level, experienced professionals - higher visibility, Wintrust has a great compliance culture that comes from the top, gain experience and further your career by joining a growing organization. Then Position Summary: Compliance Officer – Fair and Responsible Banking responsibilities. Then "What You’ll Do": bullet list of duties. Then "Qualifications": bullet list. Then "Benefits": list of benefits. Then "Compensation": salary range. Then more about equal opportunity etc (boilerplate to remove). We need to map to sections: About the role (maybe the Position Summary and why join?). Responsibilities (What You’ll Do). Requirements/Qualifications (Qualifications). Skills maybe not explicit. Benefits (Benefits). Pay (Compensation). Schedule not mentioned, so omit. We should not repeat job title as heading. So we can start with

About the role

then a paragraph summarizing the role? But we must preserve ALL substantive information; we cannot summarize away detail. However we can include the Position Summary and why join us etc as prose under About the role. But we must not lose details. We can include the Position Summary paragraph, then the "Why join us?" and "Why join this team?" bullet points maybe as
  • . But we need to decide if those belong under About the role or separate sections. The instructions say prefer a few substantive sections over many thin ones. Could combine company overview, why join, why join this team, position summary into About the role. Then Responsibilities (What You’ll Do). Then Qualifications. Then Benefits. Then Pay. We must not create sections with filler. Ensure each section has real content. Let's extract content: Company overview: "Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated solutions of a large bank while staying true to the relationship-focused, personalized service of our community banking roots. We serve clients in all 50 states with more than 200 branch banking locations in Illinois, southwestern Florida, northwestern Indiana, west Michigan and southern Wisconsin and commercial banking offices in Chicago, Denver, Milwaukee, Grand Rapids, Mich., and in key branch banking locations throughout Illinois. Our people are the heart of our business and we are proud to rank consistently as a top place to work. Wintrust is a $66 billion financial institution based in Rosemont, Illinois, and listed on the NASDAQ Global Select Market under the symbol “WTFC.”" Why join us? bullet points: "An award-winning culture! We are rated a Top Workplace by the Chicago Tribune (past 12 years) and Employee Recommended award by the Globe & Mail (past 6 years). Competitive pay and discretionary or incentive bonus eligible. Comprehensive benefit package including medical, dental, vision, life, a 401k plan with a generous company match and tuition reimbursement to name a few Promote from within culture." Why join this team? bullet points: "We foster an inclusive environment for an individual to grow and work independently. Opportunity to interact with management level, experienced professionals - higher visibility. Wintrust has a great compliance culture that comes from the top. Gain experience and further your career by joining a growing organization." Position Summary: "The Compliance Officer – Fair and Responsible Banking is responsible for assisting the VP, Fair and Responsible Banking with the implementation and ongoing administration of the Bank’s Fair & Responsible Banking program, including both fair lending and UDAAP oversight. The position will focus on fair banking testing (fair lending and UDAAP), including but not limited to: comparative file reviews, policy and procedure reviews, and analysis of first line monitoring results." What You’ll Do: bullet list: - Perform fair lending comparative file reviews and other targeted fair banking risk reviews for consumer, small business and/or mortgage products. - Assist the VP, Fair and Responsible Banking in providing subject matter expertise to both the compliance team and business lines regarding fair lending and UDAAP risk related to comparative file review results. Advise as needed regarding required corrective action. Assist with training as needed. - Assist the team in analyzing compliance and business line monitoring results to identify factors that may contribute to elevated risk, as well as identification of improvements or additional monitoring needed for adequate risk identification. - Assist in the oversight of fair lending and other applicable risk assessments. Qualifications: - 5+ years of experience related to financial services compliance. - Fair lending or UDAAP compliance experience preferred. - Bachelor's degree preferred. - CRCM preferred. Benefits list: - Medical Insurance - Dental - Vision - Life insurance - Accidental death and dismemberment - Short-term and long term Disability Insurance - Parental Leave - Employee Assistance Program (EAP) - Traditional and Roth 401(k) with company match - Flexible Spending Account (FSA) - Employee Stock Purchase Plan at 5% discount - Critical Illness Insurance - Accident Insurance - Transportation and Commuting Benefits - Banking Benefits - Pet Insurance Compensation: "The estimated salary range for this role is $85,000-$110,000, along with eligibility to earn an annual bonus. Actual salaries may vary based on several factors, such as a candidate’s qualifications, skills and experience." We also have a statement about equal opportunity etc which is boilerplate to remove. Now produce HTML. We need to use

    for each section heading. Use
    • for any list of duties/requirements/benefits. Use

      for prose. We must not repeat the job title as heading. So we don't put "Compliance Officer – Fair and Responsible Banking" as heading. We need to decide what goes into About the role section: Could include company overview, why join us, why join this team, position summary. All as prose or lists. We must preserve all substantive information; we can break into paragraphs and lists. Let's craft:

      About the role

      Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated solutions of a large bank while staying true to the relationship-focused, personalized service of our community banking roots. We serve clients in all 50 states with more than 200 branch banking locations in Illinois, southwestern Florida, northwestern Indiana, west Michigan and southern Wisconsin and commercial banking offices in Chicago, Denver, Milwaukee, Grand Rapids, Mich., and in key branch banking locations throughout Illinois. Our people are the heart of our business and we are proud to rank consistently as a top place to work. Wintrust is a $66 billion financial institution based in Rosemont, Illinois, and listed on the NASDAQ Global Select Market under the symbol “WTFC.”

      Why join us? An award-winning culture! We are rated a Top Workplace by the Chicago Tribune (past 12 years) and Employee Recommended award by the Globe & Mail (past 6 years). Competitive pay and discretionary or incentive bonus eligible. Comprehensive benefit package including medical, dental, vision, life, a 401k plan with a generous company match and tuition reimbursement to name a few. Promote from within culture.

      Why join this team? We foster an inclusive environment for an individual to grow and work independently. Opportunity to interact with management level, experienced professionals - higher visibility. Wintrust has a great compliance culture that comes from the top. Gain experience and further your career by joining a growing organization.

      Position Summary: The Compliance Officer – Fair and Responsible Banking is responsible for assisting the VP, Fair and Responsible Banking with the implementation and ongoing administration of the Bank’s Fair & Responsible Banking program, including both fair lending and UDAAP oversight. The position will focus on fair banking testing (fair lending and UDAAP), including but not limited to: comparative file reviews, policy and procedure reviews, and analysis of first line monitoring results.

      But we used maybe not allowed? The instruction only says use

      ,
      • ,

        . It didn't forbid other tags, but to be safe we can just include the Position Summary as a paragraph without bold. However we need to preserve the content; we can just include it as a paragraph. Thus:

        The Compliance Officer – Fair and Responsible Banking is responsible for assisting the VP, Fair and Responsible Banking with the implementation and ongoing administration of the Bank’s Fair & Responsible Banking program, including both fair lending and UDAAP oversight. The position will focus on fair banking testing (fair lending and UDAAP), including but not limited to: comparative file reviews, policy and procedure reviews, and analysis of first line monitoring results.

        Now Responsibilities section:

        Responsibilities

        • Perform fair lending comparative file reviews and other targeted fair banking risk reviews for consumer, small business and/or mortgage products.
        • Assist the VP, Fair and Responsible Banking in providing subject matter expertise to both the compliance team and business lines regarding fair lending and UDAAP risk related to comparative file review results. Advise as needed regarding required corrective action. Assist with training as needed.
        • Assist the team in analyzing compliance and business line monitoring results to identify factors that may contribute to elevated risk, as well as identification of improvements or additional monitoring needed for adequate risk identification.
        • Assist in the oversight of fair lending and other applicable risk assessments.
        Qualifications:

        Qualifications

        • 5+ years of experience related to financial services compliance.
        • Fair lending or UDAAP compliance experience preferred.
        • Bachelor's degree preferred.
        • CRCM preferred.
        Benefits:

        Benefits

        • Medical Insurance
        • Dental
        • Vision
        • Life insurance
        • Accidental death and dismemberment
        • Short-term and long term Disability Insurance
        • Parental Leave
        • Employee Assistance Program (EAP)
        • Traditional and Roth 401(k) with company match
        • Flexible Spending Account (FSA)
        • Employee Stock Purchase Plan at 5% discount
        • Critical Illness Insurance
        • Accident Insurance
        • Transportation and Commuting Benefits
        • Banking Benefits
        • Pet Insurance
        Pay:

        Pay

        The estimated salary range for this role

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