Compliance Manager, Predictions
Ladders · United States · 2 days ago
RemoteRemoteLegal$101k–$126k/yrFull-time
About the role
This role will provide business-aligned guidance focused on governance, compliance, and operational risk management. You will partner with leaders, compliance stakeholders, and cross-functional teams to translate complex issues into practical recommendations. The position offers the opportunity to strengthen responsible execution, improve decision-making, and support sustainable growth within a technology-driven environment.
Responsibilities
- Enhance the compliance program for prediction markets per regulatory requirements
- Manage daily compliance tasks, including monitoring and reporting
- Respond to regulatory inquiries and audits in collaboration with leadership
- Translate regulatory guidelines into practical business processes
- Develop and enhance compliance policies and internal controls
- Monitor compliance risks and drive timely issue remediation
- Prepare reports and presentations on compliance activities and risks
Qualifications
- Bachelor's Degree and 5+ years experience in compliance, risk, or regulatory operations related to financial services
- Knowledge of regulatory frameworks governing prediction markets and financial markets
- Familiarity with Commodity Exchange Act, CFTC regulations, and NFA rules
- Experience with regulatory examinations and compliance testing
- Ability to identify compliance risks and recommend solutions
- Collaborative approach with strong ethical decision-making
Benefits
- Guidance through obtaining required gaming licenses for relevant roles
- Opportunity to work in a dynamic, regulated gaming technology environment
- Engagement with a diverse range of cross-functional teams
- Potential for bonus and equity participation