‍Compliance Manager

What You'll Do

• Develop, implement, and maintain an effective compliance program for Roosevelt Financial
• Maintain and interpret federal and state regulations affecting consumer lending practices
• Conduct regular compliance audits and risk assessments across all departments
• Prepare and submit required regulatory reports and documentation
• Investigate compliance issues and implement corrective action plans
• Maintain current knowledge of industry regulations including Truth in Lending Act, Fair Credit Reporting Act, and Equal Credit Opportunity Act
• Collaborate with department heads to ensure compliance in daily operations
• Manage regulatory examinations and coordinate responses to inquiries

Qualifications

• Bachelor's degree in Finance, Business Administration, or related field; JD or Master's degree preferred
• 5+ years of experience in compliance within the financial services industry
• Certified Regulatory Compliance Manager (CRCM) designation strongly preferred
• Comprehensive knowledge of consumer lending laws and regulations
• Experience with compliance monitoring systems and audit procedures
• Excellent analytical and problem-solving skills
• Strong communication and leadership abilities
• Ability to interpret complex regulatory requirements and implement practical solutions

About Roosevelt Financial

Roosevelt Financial believes in the importance of strong compliance practices as the cornerstone of trustworthy financial services. Our commitment to regulatory excellence ensures we protect both our clients and our institution while providing accessible lending solutions. Through proactive compliance measures and ethical business practices, we strive to build a culture of integrity that supports sustainable growth and consumer protection.