Compliance Coordinator (Full Time) (36888)

ESSENTIAL DUTIES AND RESPONSIBILITIES

• Maintains Title 31 Compliance; including but not limited to, thorough auditing of daily Title 31 paperwork.
• Aid in identifying AML/BSA risk and implementing mitigating controls.
• Accurate and timely completion of CTRC’s and SARC’s, issuance and tracking of departmental exception reports.
• Record retention of all Title 31 documentation as required by the Bank Secrecy Act.
• Retrieve, audit and maintain computer reports, spreadsheets and Word document files of the Title 31 Audit.
• Preparation of exception reports and maintenance of exception logs.
• Assistance with in-house investigations and routine audits.
• Perform other duties as assigned.

Qualifications

• High school diploma or GED required.
• Minimum of 1 year Auditing experience required, Title 31 experience preferred.
• Advanced knowledge of Microsoft Word and Excel is required.
• Must possess strong verbal and written communication skills.