Compliance Auditor

CDL IT SOLUTIONS LIMITED · Greater Morgantown Area · Yesterday

Full-time

About the role

We are looking for a Compliance Auditor to join our team at CDL. The role involves assisting the development and operation of the CDL compliance program, working within the Compliance team to support the compliance program.

Responsibilities

Work well across all business areas to review, assess and advise on action to ensure corporate compliance issues are resolved.
Participate in reviews and development of company policies to ensure relevant regulations and contractual obligations are addressed.
Have direct contact with management internally and externally and with regulatory bodies as appropriate.
Management System Audit - assist in the monitoring and internal audits of company policies, procedures and obligations for third party certifications, e.g. PCI-DSS, ISO standards, client contractual obligations.
Certification audit support – Engage with certification audit suppliers to organise and facilitate their audit process (i.e. ISO, SOC etc.).
Policy Development - assist in the development and implementation of written policies and procedures supporting the management systems required to achieve ISO and other standards certifications within CDL.
Reporting - deliver reports on compliance processes and status.
Continual Improvement – identify potential improvements in policies and procedures.
Breach Response - respond promptly and advise corrective action to any emerging breaches in compliance.
Advice and Support – assist response to internal and external requests for statements and audits of CDL processes and compliance.

Requirements

Educated to A Level or Degree standard
Relevant domain qualifications desirable e.g. ISO auditor/implementer, GDPR
Insurance/financial data sector experience would be an advantage
Experience of compliance automation platforms, e.g. Drata and Vanta, and support management tools, e.g. ServiceNow, would be advantageous.
Experience of working within relevant regulations and standards (e.g. PCI-DSS, ISO, SOC 2, Data Protection legislation)
Experience of FCA Regulations relating to insurance, consumer legislation and codes of practice, anti-bribery legislation, etc. would be an advantage
Computer literacy – experience with Microsoft 365 would be advantageous, particularly Word, Excel, etc.
Demonstrable ability to communicate across disciplines at all levels, with external bodies and with senior management

Skills

Educated to A Level or Degree standard
Relevant domain qualifications desirable e.g. ISO auditor/implementer, GDPR
Insurance/financial data sector experience would be an advantage
Experience of compliance automation platforms, e.g. Drata and Vanta, and support management tools, e.g. ServiceNow, would be advantageous
Experience of working within relevant regulations and standards (e.g. PCI-DSS, ISO, SOC 2, Data Protection legislation)
Experience of FCA Regulations relating to insurance, consumer legislation and codes of practice, anti-bribery legislation, etc. would be an advantage
Computer literacy – experience with Microsoft 365 would be advantageous, particularly Word, Excel, etc.
Demonstrable ability to communicate across disciplines at all levels, with external bodies and with senior management

Benefits