Compliance Associate - Rockford, IL

About the role

The Compliance Associate role at Savant Capital LLC offers a unique opportunity to learn from experienced industry professionals while gaining hands-on exposure to regulatory oversight, compliance testing, audits, and firm-wide compliance initiatives. We are seeking a detail-oriented and motivated professional who thrives in a fast-paced environment and is eager to build a long-term career in financial services compliance.

Responsibilities

• Assist in the day-to-day operation of the Compliance Program
• Perform testing and audits to support the surveillance of the firm's compliance policies
• Absorb and assist with personal securities monitoring
• Absorb and assist with the preparation of data needed for routine regulatory filings
• Absorb and assist with proxy voting administration
• Be a conduit for discovering or the internal reporting of alleged violations of rules, regulations, policies, procedures, and Code of Ethics
• Maintain awareness of compliance activities of other departments to ensure proper reporting of violations or potential violations to the CCO
• Absorb and assist with any external examinations performed by regulators
• Absorb and assist with the preparation of data requested by auditors for surprise custody exams and annual CEFEX renewals
• Maintain a team approach by assisting and filling in for others

Qualifications

• Education: Bachelor’s degree from an accredited college or university in finance, business administration, or related field
• Experience: One to three years of experience, preferably in an operations or compliance role in the financial services industry
• PREFERRED QUALIFICATIONS: Willingness to pursue and obtain Investment Adviser Certified Compliance Professional (IACCP), Certified Regulatory and Compliance Professional (CRCP), or similar professional designation

What sets Savant Apart

• Collaborative, integrated model across advisory, tax, and planning—no silos
• Growth-oriented firm, offering meaningful opportunities for career development and long-term impact
• Values-driven culture, grounded in excellence, integrity, lifelong learning, respect, growth, and servant leadership
• Majority employee-owned, giving our team a shared stake in our long-term success

Benefits

• Medical, dental, and vision coverage with multiple plan options
• Health Savings Account (HSA) or Flexible Spending Account (FSA)
• Company-paid life insurance, AD&D, and disability coverage
• 401(k) with company match (Roth and Traditional options)
• Team-based incentive opportunities and recognition program
• Generous paid time off, plus at least 10 paid holidays
• “Savantiversary” day
• Summer Hours (shorter work weeks during the summer)
• Parental leave, personal leave, and other life-event support
• Employee Assistance Program (EAP)
• Wellness reimbursements (e.g., gym memberships)
• Flexible “Dress for Your Day” approach

Pay

The expected base hourly range for this role is $24.00 - $33.00 an hour, final pay determined by experience, skills, and location. This role may also be eligible for additional incentive compensation based on responsibilities and performance.

Schedule

Details on the schedule will be provided during the hiring process.