Compliance Analyst

About the role

With over $3 billion in assets under management and advisement, Trajan® Wealth is one of the fastest-growing Registered Investment Advisor firms in the country. What sets us apart is our fully integrated, in-house model - combining fee-only wealth management, estate planning through Trajan Estate, and tax strategy through Trajan Tax. We don't refer critical components of a client's financial life. We bring them together under one approach, the family office model. The role of the Compliance Department for the registered investment adviser is both oversight of the Investment Advisers Act in accordance with the Securities and Exchange Commission (SEC) requirements as well as maintaining compliance with all applicable state requirements. We strive