Compliance Analyst

About the Company

SBL Nova is SOC 2 Type II certified and annually audited. This role supports our compliance program as we continue to grow across the financial ecosystem.

About the Role

Help ensure our platform and processes meet FINRA, SEC, and state-level regulatory requirements as we scale.

Qualifications

• 2+ years of experience in compliance, legal, or regulatory affairs
• Familiarity with FINRA, SEC, or state-level lending regulations
• Strong attention to detail and documentation skills

Bonus Qualifications

• Experience in securities-based lending or broker-dealer compliance

Responsibilities

• Support regulatory reporting and audit documentation
• Monitor regulatory developments relevant to SBL products
• Partner with product and engineering on compliance requirements

Benefits

• Competitive salary
• Comprehensive health coverage and 401(k) with match

Schedule

On-site role in Chicago, IL