Client Associate - Columbia, SC

Essential Duties and Responsibilities

• Complete new account and transfer account forms.
• Answer telephones, take messages, make copies, and mail printed material.
• Type correspondence, reports, account information, pair off letters, etc. from drafts, transcriptions, memos and various forms.
• Maintain files of confidential and routine material and information.
• Absorb and provide information as appropriate to Financial Consultants and/or customers.
• Absorb and research information to compile for assigned sales staff in resolving routine problems with accounts.
• Maintain miscellaneous records for Financial Consultants such as appointment schedules, commission accounts, trades executed, etc.
• Schedule business trips for Financial Consultants, coordinate with customers while Financial Consultants is out of office, and assist with filing expense reports for Financial Consultants.
• Perform other related duties as assigned by management.

Education and/or Experience

• Bachelor's degree in a related field.
• 1+ years of related experience and/or training.
• Equivalent combination of education and experience.

Certifications, Licenses, and Registrations

• SIE – Securities Industry Essentials within 6 months.
• Series 7 – General Securities Representative within 6 months.
• Series 63 – State Law Exam or Series 66 – Combined State Law within 6 months.

Required Testing

• Microsoft Word
• Excel
• Alpha/Numeric Data Entry #