Branch Operations Manager (Pacific Northwest)

Responsibilities

Oversee and perform the day-to-day branch operations, functions, and responsibilities
Approve operational related transactions (Check issuance and deposits, wire transfers, journal entries)
Create procedures to ensure daily work, including approvals, are handled in a timely manner
Order room (including order errors)
Option approvals
Margin inquiries
Provide guidance on policies and procedures
Assist with onboarding Financial Advisors
Assist with AML review and compliance
Interaction with legal and compliance regarding items that may require escalation
Assist office staff, FAs, and CSAs with Ad Hoc tasks

Requirements

• Bachelor’s degree required
• 3 to 5 years industry experience required
• FINRA Registrations: SIE, Series 7, and Series 63/65 or 66

Qualifications

• Interface and articulate well with all levels of employees and clients in a highly professional and friendly manner
• Possess good writing and communication skills
• Exhibit good time management and relationship management skills
• Maintain the highest level of confidentiality and ethical standards
• Must be able to multi task and work in a fast paced and highly regulated environment
• Think critically and demonstrate great analytical skills with high attention to detail and accuracy

Benefits

• Comprehensive benefits package for eligible employees which may include Health, Dental, Vision, Mental Health & Wellness programs, 401(K), and PTO benefits
• Paid family medical leave and disability benefits to eligible employees where required by applicable law

Pay

• The current base salary range offered for this role is between $85,000.00 - $100,000.00 per year.