Audit Manager - Tech Risk & Analysis

About the role

Capital One’s Audit function delivers top‑quality assurance services to the Audit Committee. The team operates in a collaborative, agile environment, providing independent, proactive insights, innovating with technology, and striving to be a top‑notch talent destination. As a Tech Risk & Analysis Professional on the Tech Audit team, you will audit critical technology functions such as cloud‑based implementations, application controls, and cybersecurity risks.

Responsibilities

• Execute major components of audits, including critical technology functions, cloud‑based infrastructure, emerging technology, cybersecurity, risk management, application, and third‑party management; lead small to medium size audits.
• Perform risk assessments of business units and technology operations, design and execute audit procedures to verify control effectiveness, identify and define issues, review and analyze evidence, and document client processes.
• Understand the broader context and implications (financial, legal, reputational, etc.) of risks affecting the business and critical technology functions.
• Establish and maintain good client relations during engagements.
• Communicate or assist in communicating audit results to management via written reports and oral presentations.
• Identify client expectations and take actions to support the client experience.
• Prepare clear, organized, and complete documentation to support work performed.
• Self‑prioritize and effectively plan work activities managing multiple priorities across the team to deliver quality results.
• Coordinate with others and proactively take on additional work.
• Deliver appropriate, succinct, and organized information, tailoring communication style to audience.
• Effectively communicate information, issues, and audit progress to teammates, clients, and auditor‑in‑charge.
• Perform engagement administration tasks, including hours and budget tracking.
• Provide periodic on‑the‑job coaching and direct supervision over less experienced associates.

Qualifications

Basic Qualifications

• Bachelor’s Degree or military experience
• At least 5 years of experience in technology (software delivery, distributed systems, cloud‑native architecture, infrastructure as code), cybersecurity (identity and access management, application security, cloud security, data protection), technology auditing, systems risk management, technology risk assessments, resilience engineering (operational resilience, business continuity, disaster recovery, high availability), chaos engineering (fault injection, blast radius mitigation, automated security validation), site reliability engineering (SLAs or SLOs, observability, incident response), or a combination.

Preferred Qualifications

• 6+ years of experience with IT control frameworks
• 2+ years of experience in planning and leading audits
• 2+ years of experience auditing cyber or information security
• 1+ years of experience auditing emerging technologies
• 3+ years experience in cloud computing (notably AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud‑based environments
• 1+ years of experience performing data analysis in support of internal auditing
• Certifications related to or pursuing certification related to Cloud, Cyber or Technology Operations