Associate Financial Advisor

Job Duties

• Prepare client tax returns and tax estimates
• Aid Lead Advisor in planning, analysis, investment decisions affecting client relationships
• Prepare, review, and update financial plans, gather necessary client information, and ensure accuracy
• Coordinate the transfer of client assets during new client onboarding, collaborating with the operations team
• Develop and implement asset allocation strategies, rebalance portfolios as needed
• Contribute to client meetings through presentations, discussion facilitation, and information preparation
• Create custom worksheets and analyses to address client inquiries or research investment opportunities
• Utilize the firm's CRM and reporting platform (Advyzon) to generate reports, manage workflows, and track client interactions
• Occasionally perform administrative tasks such as paperwork preparation, trade execution, fund transfers, etc.
• Train entry-level positions as needed
• Grow existing client relationships by adding more assets under management, identifying service opportunities, and seeking referrals

Qualifications

• Bachelor’s Degree required
• Licensed CPA required
• Minimum 3 years’ experience in individual tax preparation
• Series 65 licensed or willing to obtain within 18 months of hire
• Proficiency with Lacerte or similar tax preparation software, Excel, and Quickbooks applications preferred
• Excellent verbal and written communication skills
• Works well within a small team setting

Benefits

• Full health, vision, dental coverage
• 401(k) plans available
• A variety of voluntary benefits including car insurance, legal services, etc. (applicable to full-time permanent employees)