Assistant Vice President - Portfolio Management and Tax Overlay
for section headings: About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. We must include sections only when posting has real specific content.
We have:
- Job Overview: description about role, could map to "About the role". Should include that content.
- Responsibilities: list bullet points.
- Requirements: bullet list.
- Preferred Qualifications: could be "Qualifications" or "Skills"? The instruction says use headings: About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. We have Preferred Qualifications; could map to "Qualifications". Also there are Core Competencies which could be "Skills". Also there is "Pay Range". So we can include Pay section.
- Benefits: mention LPL Total Rewards package: 401K matching, health benefits, employee stock options, paid time off, volunteer time off, etc.
- Schedule: not mentioned; we should not include Schedule section.
- Also there is Company Overview; could be part of About the role? Might be separate but not required heading. We could include in About the role or maybe omit. The instruction: include a section ONLY when posting has real, specific content for it. We have content for About the role (Job Overview + Company Overview). We'll put that in About the role.
- Responsibilities: we have bullet list.
- Requirements: bullet list (including Series 7 and 66 etc). Also Core Competencies maybe Skills.
- Qualifications: Preferred Qualifications.
- Skills: Core Competencies.
- Benefits: LPL Total Rewards package.
- Pay: Pay Range.
We must not repeat job title as heading. No Job ID etc.
We must use - for any list of duties/requirements/benefits. Use
for prose.
We must not include boilerplate like EEO, application instructions, etc. Remove those lines.
We must preserve all substantive information; do not invent or summarize away detail.
We must not include placeholder text like "commensurate with experience". Not present.
We need to output only HTML fragment, no /, no markdown fences.
Let's extract content.
Job Overview paragraph: "Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals Job Overview: Lead the evolution of trading and portfolio implementation for LPL’s Tax Overlay program with a focus on designing and scaling tax-optimized portfolio trading capabilities, advanced direct-indexing capabilities, and delivering advisor-friendly solutions as an Assistant Vice President, Portfolio Manager and Tax Overlay, a key team leader within LPL’s Overlay Portfolio Management Group (OPMG). The OPMG team is part of LPL’s Wealth Management organization, and oversees all centrally traded Advisory Programs for LPL, with over 1 million accounts and ~$250B in AUM. This role requires expertise in tax-optimized investment philosophies and the ability to translate them into scalable, practical applications. The ideal candidate will be an innovator adept in designing and managing effective trading workflows for our most sophisticated investment portfolios, which are complex Unified Managed Accounts with a tax overlay component designed to deliver better after-tax outcomes for investors. Success in this role requires a balance of strategic planning, stakeholder engagement, and disciplined execution, partnering across business units to meet enterprise priorities. You’ll collaborate with internal and external stakeholders to drive alignment, manage risks, and uphold the integrity and scalability of program objectives. This position demands a unique blend of executional rigor, strategic thinking, and deep platform knowledge. Success will be measured by the seamless implementation of tax overlay services, stakeholder satisfaction, and new process implementation and scalability."
We can keep that as prose in About the role.
Company Overview: "Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit www.lpl.com. Join the LPL team and help us make a difference by turning life’s aspirations into financial realities."
We could include that in About the role as well, maybe after Job Overview.
Now Responsibilities list: bullet points under "Responsibilities:" heading.
List items:
- Strategic Platform Leadership: Lead rollout and scaling of tax-optimized direct indexing and overlay frameworks, aligning with LPL’s enterprise growth targets.
- Innovation in Trading Technology: Design and implement automated tools and proprietary trading platforms to enhance scalability and performance of overlay and direct indexing strategies.
- Design and Execution at Scale: Develop and implement sophisticated tax-optimized multi asset UMA and direct indexing overlay trading capabilities that integrate multi-factor risk models with client-specific customizations, delivering scalable, tax-efficient, and highly personalized portfolio solutions.
- Tax Overlay Execution: Oversee and manage daily tax efficient portfolio management workflows — account and sleeve-level optimization, trade review and trade execution, and tax sensitive account transition processes leveraging industry leading cloud-based infrastructure, database tools, and machine learning.
- Performance Monitoring & Analytics: Drive daily oversight using performance metrics suitable for complex, tax sensitive investment portfolios such as short-term/long-term net realized gains, tracking error at the account and sleeve level, and portfolio statistics to support advisor-facing teams that will mitigate escalations.
- Advisor & Stakeholder Engagement: Build high-impact advisor materials, facilitate training sessions, and present the value of tax overlay solutions to internal and external stakeholders.
Now Requirements: bullet list under "Requirements:" heading.
List:
- Bachelor’s Degree required.
- Series 7 and 66 (or 63/65 equivalent)
- 5+ years in investment-management program leadership, advisory platforms, or overlay-strategy implementations.
- 2 + years of quadratic and mixed-integer optimization and multi-factor risk modeling, with hands-on experience using industry-leading platforms such as Axioma, Northfield, MSCI Barra & QIS, n-factor Risk Models, Vestmark VAST, Envestnet/PMC or other advanced tax overlay technologies for scalable, tax-aware portfolio construction.
Now Core Competencies (Skills): bullet list under "Skills:" heading.
List:
- Proven track record of driving enterprise initiatives with executive-level impact.
- Demonstrated ability to lead through ambiguity, manage competing priorities, and deliver against tight deadlines.
- Exceptional storytelling, presentation, and influencing skills; comfortable engaging C-suite and advisor audiences.
- Deep expertise in unified managed accounts, portfolio accounting systems, and trading operations.
- Strong analytical mindset; data science and deep data analytics background, advanced Excel (pivot tables, VBA/macros), and data-visualization proficiency.
- Working knowledge of Modern Portfolio Theory, multi-factor risk models, and tax-optimization algorithms.
- Strategic thought leader with strong analytical skills.
- Expert user of Microsoft Excel, Access, and PowerPoint, including pivot tables and SmartSheet.
- Excellent presentation skills, both in terms of creating clear messaging and professional presentation and delivery.
- Strong interpersonal and team-building skills.
- Accessible and approachable; a champion of winning together as a team.
Now Preferred Qualifications (Qualifications): bullet list under "Qualifications:" heading.
List:
- Familiarity with LPL’s Advisory Account framework and technology ecosystem.
- CFA designation or progress toward completion.
- MBA or advanced degree in Finance, Mathematics, or Engineering
- Experience leading Tax Overlay or Direct Index Tax solutions focusing on scaling tax-aware rebalancing and overlay workflows.
- Experience integrating advanced trading technology and automation for scalable tax overlay execution.
- Experience with industry leading Tax Overlay or Direct Index portfolio managers and solution providers such as Envestnet, Parametric, Russell, Natixis, 55IP, MyVest, Vestmark, InvestCloud, or others.
Now Benefits: bullet list under "Benefits:" heading.
List from "LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more."
Thus items: 401K matching, health benefits, employee stock options, paid time off, volunteer time off.
Now Pay: section under "Pay:" heading.
Content: "Pay Range: $119,480.00 - $199,099.00 Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location."
We should keep that as prose.
Now we must not include Schedule section.
Now ensure we don't include any boilerplate like "Principals only. EOE." etc. Remove.
Also remove "Please log in or create an account to apply to this position." etc.
Also remove "Information on Interviews:" etc.
Now produce HTML.
Structure:
About the role
... (Job Overview + Company Overview combined)
Responsibilities
- ...
...
Requirements
- ...
...
Skills
- ...
...
Qualifications
- ...
...
Benefits
- ...
...
Pay
...
Make sure no extra whitespace issues.
Now craft the About the role paragraph: combine Job Overview and Company Overview. Ensure we keep all details.
Let's write:
"Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Lead the evolution of trading and portfolio implementation for LPL’s Tax Overlay program with a focus on designing and scaling tax-optimized portfolio trading capabilities, advanced direct-indexing capabilities, and delivering advisor-friendly solutions as an Assistant Vice President, Portfolio Manager and Tax Overlay, a key team leader within LPL’s Overlay Portfolio Management Group (OPMG). The OPMG team is part of LPL’s Wealth Management organization, and oversees all centrally traded Advisory Programs for LPL, with over 1 million accounts and ~$250B in AUM. This role requires expertise in tax-optimized investment philosophies and the ability to translate them into scalable, practical applications. The ideal candidate will be an innovator adept in designing and managing effective trading workflows for our most sophisticated investment portfolios, which are complex Unified Managed Accounts with a tax overlay component designed to deliver better after-tax outcomes for investors. Success in this role requires a balance of strategic planning, stakeholder engagement, and disciplined execution, partnering across business units to meet enterprise priorities
for prose. We must not include boilerplate like EEO, application instructions, etc. Remove those lines. We must preserve all substantive information; do not invent or summarize away detail. We must not include placeholder text like "commensurate with experience". Not present. We need to output only HTML fragment, no /, no markdown fences. Let's extract content. Job Overview paragraph: "Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals Job Overview: Lead the evolution of trading and portfolio implementation for LPL’s Tax Overlay program with a focus on designing and scaling tax-optimized portfolio trading capabilities, advanced direct-indexing capabilities, and delivering advisor-friendly solutions as an Assistant Vice President, Portfolio Manager and Tax Overlay, a key team leader within LPL’s Overlay Portfolio Management Group (OPMG). The OPMG team is part of LPL’s Wealth Management organization, and oversees all centrally traded Advisory Programs for LPL, with over 1 million accounts and ~$250B in AUM. This role requires expertise in tax-optimized investment philosophies and the ability to translate them into scalable, practical applications. The ideal candidate will be an innovator adept in designing and managing effective trading workflows for our most sophisticated investment portfolios, which are complex Unified Managed Accounts with a tax overlay component designed to deliver better after-tax outcomes for investors. Success in this role requires a balance of strategic planning, stakeholder engagement, and disciplined execution, partnering across business units to meet enterprise priorities. You’ll collaborate with internal and external stakeholders to drive alignment, manage risks, and uphold the integrity and scalability of program objectives. This position demands a unique blend of executional rigor, strategic thinking, and deep platform knowledge. Success will be measured by the seamless implementation of tax overlay services, stakeholder satisfaction, and new process implementation and scalability." We can keep that as prose in About the role. Company Overview: "Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit www.lpl.com. Join the LPL team and help us make a difference by turning life’s aspirations into financial realities." We could include that in About the role as well, maybe after Job Overview. Now Responsibilities list: bullet points under "Responsibilities:" heading. List items: - Strategic Platform Leadership: Lead rollout and scaling of tax-optimized direct indexing and overlay frameworks, aligning with LPL’s enterprise growth targets. - Innovation in Trading Technology: Design and implement automated tools and proprietary trading platforms to enhance scalability and performance of overlay and direct indexing strategies. - Design and Execution at Scale: Develop and implement sophisticated tax-optimized multi asset UMA and direct indexing overlay trading capabilities that integrate multi-factor risk models with client-specific customizations, delivering scalable, tax-efficient, and highly personalized portfolio solutions. - Tax Overlay Execution: Oversee and manage daily tax efficient portfolio management workflows — account and sleeve-level optimization, trade review and trade execution, and tax sensitive account transition processes leveraging industry leading cloud-based infrastructure, database tools, and machine learning. - Performance Monitoring & Analytics: Drive daily oversight using performance metrics suitable for complex, tax sensitive investment portfolios such as short-term/long-term net realized gains, tracking error at the account and sleeve level, and portfolio statistics to support advisor-facing teams that will mitigate escalations. - Advisor & Stakeholder Engagement: Build high-impact advisor materials, facilitate training sessions, and present the value of tax overlay solutions to internal and external stakeholders. Now Requirements: bullet list under "Requirements:" heading. List: - Bachelor’s Degree required. - Series 7 and 66 (or 63/65 equivalent) - 5+ years in investment-management program leadership, advisory platforms, or overlay-strategy implementations. - 2 + years of quadratic and mixed-integer optimization and multi-factor risk modeling, with hands-on experience using industry-leading platforms such as Axioma, Northfield, MSCI Barra & QIS, n-factor Risk Models, Vestmark VAST, Envestnet/PMC or other advanced tax overlay technologies for scalable, tax-aware portfolio construction. Now Core Competencies (Skills): bullet list under "Skills:" heading. List: - Proven track record of driving enterprise initiatives with executive-level impact. - Demonstrated ability to lead through ambiguity, manage competing priorities, and deliver against tight deadlines. - Exceptional storytelling, presentation, and influencing skills; comfortable engaging C-suite and advisor audiences. - Deep expertise in unified managed accounts, portfolio accounting systems, and trading operations. - Strong analytical mindset; data science and deep data analytics background, advanced Excel (pivot tables, VBA/macros), and data-visualization proficiency. - Working knowledge of Modern Portfolio Theory, multi-factor risk models, and tax-optimization algorithms. - Strategic thought leader with strong analytical skills. - Expert user of Microsoft Excel, Access, and PowerPoint, including pivot tables and SmartSheet. - Excellent presentation skills, both in terms of creating clear messaging and professional presentation and delivery. - Strong interpersonal and team-building skills. - Accessible and approachable; a champion of winning together as a team. Now Preferred Qualifications (Qualifications): bullet list under "Qualifications:" heading. List: - Familiarity with LPL’s Advisory Account framework and technology ecosystem. - CFA designation or progress toward completion. - MBA or advanced degree in Finance, Mathematics, or Engineering - Experience leading Tax Overlay or Direct Index Tax solutions focusing on scaling tax-aware rebalancing and overlay workflows. - Experience integrating advanced trading technology and automation for scalable tax overlay execution. - Experience with industry leading Tax Overlay or Direct Index portfolio managers and solution providers such as Envestnet, Parametric, Russell, Natixis, 55IP, MyVest, Vestmark, InvestCloud, or others. Now Benefits: bullet list under "Benefits:" heading. List from "LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more." Thus items: 401K matching, health benefits, employee stock options, paid time off, volunteer time off. Now Pay: section under "Pay:" heading. Content: "Pay Range: $119,480.00 - $199,099.00 Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location." We should keep that as prose. Now we must not include Schedule section. Now ensure we don't include any boilerplate like "Principals only. EOE." etc. Remove. Also remove "Please log in or create an account to apply to this position." etc. Also remove "Information on Interviews:" etc. Now produce HTML. Structure:
About the role
... (Job Overview + Company Overview combined)
Responsibilities
- ... ...
Requirements
- ... ...
Skills
- ... ...
Qualifications
- ... ...
Benefits
- ... ...
Pay
...
Make sure no extra whitespace issues. Now craft the About the role paragraph: combine Job Overview and Company Overview. Ensure we keep all details. Let's write: "Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Lead the evolution of trading and portfolio implementation for LPL’s Tax Overlay program with a focus on designing and scaling tax-optimized portfolio trading capabilities, advanced direct-indexing capabilities, and delivering advisor-friendly solutions as an Assistant Vice President, Portfolio Manager and Tax Overlay, a key team leader within LPL’s Overlay Portfolio Management Group (OPMG). The OPMG team is part of LPL’s Wealth Management organization, and oversees all centrally traded Advisory Programs for LPL, with over 1 million accounts and ~$250B in AUM. This role requires expertise in tax-optimized investment philosophies and the ability to translate them into scalable, practical applications. The ideal candidate will be an innovator adept in designing and managing effective trading workflows for our most sophisticated investment portfolios, which are complex Unified Managed Accounts with a tax overlay component designed to deliver better after-tax outcomes for investors. Success in this role requires a balance of strategic planning, stakeholder engagement, and disciplined execution, partnering across business units to meet enterprise priorities