AML - Senior Analyst - AML Governance

Responsibilities

• Manage and track policies and procedures carried out by the various AML units as well as compliance-related issues, ensuring timely resolution and regulatory alignment.
• Maintain the Global Financial Crimes Control Library, which internal teams, auditors, and regulators use to assess the adequacy and effectiveness of IBKR's AML compliance controls.
• Conduct product risk assessments on new material products to identify inherent risks, evaluate existing controls, and recommend new controls to bring product risk within the firm's risk tolerance.
• Conduct periodic global AML and Trade Surveillance risk assessments across global IBKR regions (North America, Europe, APAC) to evaluate the Financial Crimes Control Library against regulatory red flags and protect the firm's business services from exploitation for illicit AML/CTF or market manipulation purposes.
• Serve as the main point of contact for internal and external auditors, facilitating clear communication and coordinating responses to audit requests and inquiries.
• Facilitate monthly global AML calls with global stakeholders to ensure alignment across IBKR's global entities.
• Provide support in developing and maintaining policies and procedures.

Qualifications

• Bachelor's or Master's degree.
• 4+ years of experience in the financial services industry or related relevant work experience.
• Knowledge of AML and trading products (Equities, Options, Futures, FOREX, and Crypto).
• Experience performing risk assessments, controls testing, or similar assurance activities.
• Experience with U.S. AML regulatory regime.
• Excellent oral and written communication skills.
• Detail-oriented, with strong organizational and project management skills.
• ACAMS, CFCS, or other similar Compliance diploma or accreditation are a plus.