Advisory Senior Associate

Duties & Responsibilities

• Lead day-to-day execution of advisory engagements, including SOC 1/SOC 2 examinations, IT internal audits, IT risk assessments, and information security reviews.
• Perform detailed testing and evaluation of IT general controls (ITGCs), application controls, cybersecurity controls, and operational processes.
• Absess client environments against industry frameworks such as COBIT, NIST, ISO 27000, PCI, HIPAA, and AICPA trust services criteria.
• Support Sarbanes-Oxley (SOX) compliance efforts, including walkthroughs, control design assessments, and testing in accordance with PCAOB standards.
• Evaluate system implementation projects to ensure appropriate controls, governance, and risk mitigation practices are in place.
• Prepare high-quality workpapers, audit documentation, and client deliverables that clearly communicate findings, risks, and recommendations.
• Collaborate with client stakeholders, external auditors, and internal teams to clarify expectations, resolve issues, and ensure timely engagement delivery.
• Identify control gaps, process inefficiencies, and improvement opportunities; develop practical, value-added recommendations.
• Aid in drafting SOC reports, risk assessment summaries, audit reports, and executive-level presentations.
• Mentor, train, and review work of staff associates to support their professional development.
• Contribute to engagement planning, scoping, and risk assessment activities.
• Manage multiple projects simultaneously while meeting deadlines and maintaining high-quality standards.

Requirements

• 3+ years of Information Security or Information Technology experience required.
• Bachelor’s degree in Accounting, Finance, Management Information Systems (MIS), or related field required.
• CISA candidate, other certifications accepted (CPA, CISSP, CIA, etc.).
• Demonstrated success in a client service role, preferably with Big 4 or national advisory firm.
• Familiarity with variety of technologies, operating systems, databases, and reporting and data analytics tools.
• Ability to interact with external auditors and members of management to deliver expectations and communicate and interpret key audit priorities and issues, including PCAOB and AICPA trends.
• Exceptional organizational skills with capability to present to Board/C-suite audience.
• Strong written and verbal communication skills.
• Experience related to the following areas:
• SSAE 18 / SOC 1 / SOC 2
• Sarbanes-Oxley and PCAOB requirements
• IT risk assessment / operational IT audit
• IT general controls
• COBIT framework
• PCI
• Information security / cyber frameworks (ISO 27000, NIST, AICPA, etc.)
• HIPAA
• Systems development life cycle
• Business acumen, ability to anticipate and escalate issues
• Ability to meet deadlines.
• Working knowledge of basic financial accounting, auditing and financial reporting concepts.
• Teaching and staff development ability.
• Ability and appetite to invest into relationships.