Wealth Risk Officer
Old National Bank · Minneapolis, MN · 3 wk ago
Sales$60k–$121k/yrFull-time
Responsibilities
- Work within Old National Wealth Advisors (ONWA) to ensure adherence to applicable regulations, laws, policies and procedures.
- Absorb and coordinate internal and external audits and examinations.
- Support ONWA team members and LPL Compliance with following all laws, regulations & best practices.
- Work closely with the Wealth Risk Manager on high priority projects and tasks.
Qualifications
- Bachelor’s degree in finance, Business or related field preferred.
- 3 years of experience in investment management, business administration, accounting, finance or retail banking.
- Awareness or familiarity with auditing/examination techniques, applicable banking laws and regulations of brokerage /wealth management services, policies and procedures.
- Excellent communication, presentation and interpersonal skills.
- Proficiency in Microsoft Word, Excel and PowerPoint.
Key Measures of Success/Key Deliverables
- Timely completion of testing and monitoring reports.
- Timely completion of investigative requests.
Pay
Salary Range: $60,000 - $121,300 per year.
Schedule
Not specified.
Benefits
- Medical, dental, and vision insurance.
- 401K.
- Continuing education opportunities.
- Employee assistance program.
- Impact Network Groups.