Wealth Risk Officer

Responsibilities

• Work within Old National Wealth Advisors (ONWA) to ensure adherence to applicable regulations, laws, policies and procedures.
• Absorb and coordinate internal and external audit and examinations.
• Support ONWA team members and LPL Compliance with following all laws, regulations & best practices.
• Work closely with the Wealth Risk Manager on high priority projects and tasks.

Requirements

• Salary Range: $60,000 - $121,300 per year.
• Bachelor’s degree in finance, Business or related field preferred.
• 3 years of experience in investment management, business administration, accounting, finance or retail banking.
• Awareness or familiarity with auditing/examination techniques, applicable banking laws and regulations of brokerage /wealth management services, policies and procedures.
• Excellent communication, presentation and interpersonal skills.
• Proficiency in Microsoft Word, Excel and PowerPoint.

Qualifications

• Strong analytical, critical thinking and problem-solving skills.
• Knowledge of financial products, systems, and compliance; regulatory environment and applicable brokerage regulations.
• Collaboration – Must have strong interpersonal skills to work collaboratively with Wealth Management team members, Corporate Risk/ Compliance, and regulators to develop required policies and procedures.

Benefits

• Competitive compensation with salary and incentive program.
• Medical, dental, and vision insurance.
• 401K.
• Continuing education opportunities.
• Employee assistance program.
• Impact Network Groups.

Pay

The salary range for this position is $60,000 - $121,300 per year. Final compensation will be determined by location, skills, experience, qualifications and the career level at which the position is filled.

Schedule

N/A

Skills

Planning and Organization, Technical Knowledge, Collaboration, Communication

Benefits

• Medical
• Dental
• Vision
• 401K
• Continuing education opportunities
• Employee assistance program
• Impact Network Groups