Wealth Management Analyst
About the Role
We are seeking an experienced Investment Advisory Governance Analyst to support a leading Wealth Management organization. This role will focus on governance, oversight, risk controls, and operational support for investment advisory programs and platforms. The ideal candidate will have a background in Investment Advisory, Wealth Management, Investment Operations, Asset Management, or Financial Services, along with strong research, analytical, communication, Excel, and AI-enabled tools experience.
Responsibilities
- Provide timely responses to business and operational inquiries across multiple channels.
- Conduct research, follow-up, and resolution of policy and procedure-related inquiries.
- Support governance and oversight activities for investment advisory programs.
- Review and evaluate investment-related and account maintenance requests.
- Review account documentation and advisory program enrollments through systematic and manual processes.
- Identify potential operational risks and escalate concerns appropriately.
- Ensure adherence to business policies, governance standards, and regulatory requirements.
- Partner with internal stakeholders, business teams, leadership, and financial advisors.
- Analyze requests and provide recommendations aligned with established policies and guidelines.
- Identify opportunities for process, procedural, and operational improvements.
- Support project initiatives and governance-related activities.
- Utilize AI-enabled tools and resources to support research, analysis, and business processes.
Required Qualifications
- Experience in Investment Advisory, Wealth Management, Investment Operations, Asset Management, Brokerage, or Financial Services.
- Knowledge of managed products and/or investment advisory business.
- Experience with governance, risk, controls, compliance, or policy and procedure interpretation.
- Strong research and analytical skills.
- Excellent attention to detail and ability to process complex information accurately.
- Strong written and verbal communication skills.
- Ability to collaborate effectively with cross-functional stakeholders.
- Experience using AI-enabled tools and resources, including AI prompting or Generative AI tools.
- Strong proficiency in Excel.
- Ability to manage multiple priorities in a fast-paced environment.
Preferred Background
Candidates with experience in the following areas are highly encouraged to apply: Investment Advisory | Wealth Management | Investment Operations | Asset Management | Brokerage Operations | Business Governance | Risk & Controls | Compliance | Financial Services
Pay
$30/hr - $32/hr
Schedule
Monday-Friday | 8:00 AM-5:00 PM