Wealth Advisor

Essential Functions

• Provide clear information and education to clients regarding financial plans, services, and strategies.
• Review investment products in client accounts and reallocate to appropriate models to support client goals.
• Own all communication with assigned clients, including calls, emails, and in-person or virtual meetings.
• Address client needs promptly and thoroughly to ensure a high-quality advisory experience.
• Sources prospective client opportunities through networking, referrals, and community engagement.
• Promote the firm’s wealth enhancement and planning services to prospective and existing clients.
• Adhere to all company policies and industry supervisory guidelines.
• Maintain all continuing education requirements and required training for the advisor role.
• Maintain a clean U-4 and uphold ethical and regulatory standards.
• Participate in advisor team meetings, training sessions, and continuing education programs.
• Attend firm client events to support relationship building and client engagement.

What You Need

• A minimum of five years of investment advisory experience.
• A bachelor’s degree preferred.
• Clean U-4 required.
• Active Series 65 or 66 required.
• Certified Financial Planner™ (CFP®) preferred.
• Strong business development skills required.
• Excellent interpersonal and communication skills required.
• Strong client service orientation required.
• Excellent organizational and time-management skills required.
• Ability to manage multiple tasks and priorities simultaneously required.

What We Offer

• Base pay ranging from $60,000.00/year to $145,000.00/year, based on a number of factors including geographic location.
• Variable compensation potential (Bonus and/or commissions).
• Competitive benefits including 401(k) with company contribution, PTO, Parental leave, Medical, Dental, Vision, Health Savings Accounts, Flexible Spending Accounts, Life and AD&D Insurance, Short and Long-Term Disability, Work/Life Benefits and Holistic Wellbeing Programs.