VP, Product and Strategic Initiatives
TD Securities · Lake Mary, FL · Yesterday
On-siteMarketing$95k–$115k/yrFull-time
About the role
TD Securities is looking for a Product Specialist to join their Strategic Initiative Management team based in Lake Mary, Florida.
Responsibilities
- Partner with internal/external clients to ensure governance/control requirements are understood and adhered to within Equities and Prime Brokerage Operations.
- Serve as SME for Broadridge and associated applications.
- Develop relationships with applicable members of Operations, Trading, Vendors, Internal and External Auditors, Governance & Control, and Technology to ensure partnership and efficient operation and coordination.
- Serve as a point of contact for audit requests both internal and external as they relate to relevant vendors.
- Develop and manage new processes within Equities and Prime Brokerage Operations as well as any related governance.
- Work in a small team cross-functionally serving as a lead member.
- Owning small to large initiatives with competing priorities.
- Provide metrics to senior management and other stakeholders.
Requirements/Qualifications
- BS/BA degree and/or 10+ years of relevant work experience.
- Knowledge of Broker Dealer Operations with a focus on Equities (Options and Fixed Income a plus).
- BPSBPS/APostEdgeBR-TRACKDTCC/NSCCB1 SettingsAudit (as it related to a broker dealer).
- Project Management/Business AnalysisQA/Prod DeploymentsReference Data (both Security and Customer) a plus.
- OCC a plusGloss/Cage/OAES/Ascendis/NINA/JABE a plus.
- Proficient in Office 365 suite including Excel and Outlook.
- Ability to identify, escalate, and resolve problems/issues.
- Ability to communicate professionally through effective verbal and written skills.
- Demonstrates efficient time management skills and critical thinking.
- Demonstrates organizational skills and a strong attention to detail.
- Ability to multi-task and prioritize tasks.
- Ability to work in a team environment.
- Ability to meet deadlines and work under pressure.
- Proactive and self-starter who is goal oriented.