VP, Product and Strategic Initiatives

About the role

TD Securities is seeking a Product Specialist to join their Strategic Initiative Management team based in Lake Mary, Florida.

Responsibilities

• Partner with internal/external clients to ensure governance/control requirements are understood and adhered to within Equities and Prime Brokerage Operations.
• Serve as SME for Broadridge and associated applications.
• Develop relationships with applicable members of Operations, Trading, Vendors, Internal and External Auditors, Governance & Control, and Technology to ensure partnership and efficient operation and coordination.
• Serve as a point of contact for audit requests both internal and external as they relate to relevant vendors.
• Develop and manage new processes within Equities and Prime Brokerage Operations as well as any related governance.
• Work in a small team cross-functionally serving as a lead member.
• Owning small to large initiatives with competing priorities.
• Provide metrics to senior management and other stakeholders.

Requirements/Qualifications

• BS/BA degree and/or 10+ years of relevant work experience.
• Knowledge of Broker Dealer Operations with a focus on Equities (Options and Fixed Income a plus).
• BPSBPS/APostEdgeBR-TRACKDTCC/NSCCB1 SettingsAudit (as it related to a broker dealer).
• Project Management/Business AnalysisQA/Prod Deployments.
• Reference Data (both Security and Customer) a plus.
• OCC a plusGloss/Cage/OAES/Ascendis/NINA/JABE a plus.
• Proficient in Office 365 suite including Excel and Outlook.
• Ability to identify, escalate, and resolve problems/issues.
• Able to communicate professionally through effective verbal and written skills.
• Demonstrates efficient time management skills and critical thinking.
• Demonstrates organizational skills and a strong attention to detail.
• Able to multi-task and prioritize tasks.
• Able to work in a team environment.
• Able to meet deadlines and work under pressure.
• Proactive and self-starter who is goal oriented.