Vice President Managed Accounts & Securities Operations

About the role

The Investment & Savings Products division is seeking a candidate to fill the Vice President role over our Advisory Managed Account business. The VP is responsible for leading the Lifetime Investment Program for our Advisor business operations team day-to-day functions on the Pershing platform in servicing 100,000 client accounts and opening 125+ new accounts per day on Primerica Brokerage Services, Inc (PBSI).

Responsibilities

• Ensuring that all procedures and controls necessary to support the Lifetime operational functions/Advisory Accounts are identified, established, and adopted by the team.
• Enhancing policies and procedures to address changing business needs and requirements/findings from internal assessments.
• Proactively identifying and guiding adopting productivity and job restructuring improvement opportunities within the team to support and sustain business growth.
• Collaborating with internal stakeholders including legal, compliance, marketing, internal audit, finance, and other Ops areas to work through escalated exceptions/issues.
• This includes updating client agreements and disclosure documents, distributing client notifications, supporting regulatory inquiries, testing policies/procedures, internal and third-party audits.
• Working with the Pershing service team to ensure responsive and service levels and response as needed by the Primerica team to process business or work through exceptions/issues.
• Prioritizing and managing the Open Items list of things needing attention.

Qualifications

• Excellent written and verbal communication skills.
• Effective problem-solving and analytical skills.
• Attention to detail.
• Knowledge and skills as outlined in the 'Knowledge Skills and Abilities' section.
• Intermediate to Advanced Microsoft Office Suite experience (including Word, Excel, Access).
• Bachelor's degree or equivalent experience.
• Proficiency and experience with Pershing's NetX360 and Wove systems preferred.
• 10+ years of experience working in the financial services industry with Broker Dealer related roles and functions.
• Securities Series 7 & 24 (or equivalent) are required.
• Operational experience with a general securities introducing broker-dealer.
• Formal supervisory responsibilities, including performance management, staffing, employee relations & compensation.

Benefits

• Day one health, dental, and vision insurance.
• 401(k) Plan with competitive employer match.
• Vacation, sick, holiday and volunteer time off.
• Life and disability insurance.
• Flexible Spending Account & Health Savings Account.
• Professional development.
• Tuition reimbursement.
• Company-sponsored social and philanthropy events.

Our Company

Primerica is a great place to work! Join our team to experience what it’s like to work at “one of the best places to work in the metro Atlanta.”