Vice President, Attorney, Regulatory Compliance

Major Responsibilities/Activities

• Support the Global CCO in overseeing the firm’s global compliance program across registered and unregistered investment vehicles, including U.S. and non-U.S. advisory activities
• Partner closely with Legal on regulatory developments, rulemaking, interpretive issues, and policy implications
• Directly shape and support new initiatives and key strategic priorities, as both partner and advisor to the business
• Translate regulatory requirements into clear, actionable guidance and oversee related implementation
• Serve as a mentor and educator within the Compliance team, promoting thoughtful judgment, professionalism, career growth and continuous learning
• Assist with day-to-day compliance matters for investment advisers, registered funds, private funds, and other investment structures
• Provide practical, well-reasoned guidance to business stakeholders on compliance obligations while appropriately escalating material issues to the Global CCO
• Aid in identifying compliance risks, control gaps, and emerging regulatory issues, and help develop mitigation strategies under the direction of the Global CCO
• Participate in enterprise risk management, internal audit, and related governance forums as appropriate
• Assist with drafting, reviewing, and updating compliance policies and procedures
• Help design and deliver compliance training and education, including firm-wide training initiatives and targeted sessions for specific business areas
• Support compliance testing and monitoring programs, including under Advisers Act Rule 206(4)-7, Investment Company Act Rule 38a-1, and analogous requirements
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Assist in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement with outside regulators
• Aid in the preparation for and management of regulatory examinations, inquiries, and requests for information, including engagement