Treasury Analyst, Regulatory Operations
Underdog · United States · 1 wk ago
RemoteRemoteFinance$100k–$120k/yrFull-time
About the role
This role sits at the intersection of a high-growth sports company and regulated financial markets, giving you direct ownership over treasury operations within a registered Futures Commission Merchant (FCM). You’ll manage real capital movement, liquidity, and regulatory safeguards in a fast-moving environment where accuracy, judgment, and urgency matter every day. Your work will directly support product growth while protecting the financial foundation of the business.
- Own and oversee daily customer fund segregation and secured amount calculations, ensuring compliance with CFTC regulations and internal control requirements
- Manage daily cash positioning and liquidity across multiple accounts to support customer withdrawals, exchange margin requirements, and regulatory minimums
- Review, approve, and release wire transfers in accordance with established controls, approval workflows, and treasury policies
- Lead exchange and clearinghouse margin funding activities, including variation and initial margin movements, while proactively managing funding requirements
- Maintain accurate records of cash movements, collateral balances, and treasury activity while ensuring timely reconciliation of bank and custody accounts
- Serve as a subject matter expert on treasury operations, customer fund protection requirements, and liquidity management practices
Who you are
- You have 5–8+ years of experience in treasury, cash management, regulatory operations, or financial operations within a regulated financial institution (FCM, broker-dealer, clearing firm, bank, or similar environment)
- You have direct experience with customer protection or reserve-style calculations, including CFTC segregation, secured amount requirements, or SEC Rule 15c3-3 reserve computations
- You possess a strong understanding of treasury operations, including liquidity management, cash forecasting, wire controls, and bank reconciliations
- You have experience independently owning critical treasury processes and exercising sound judgment in situations involving liquidity, funding, or operational risk
- You demonstrate exceptional attention to detail and understand the importance of accuracy in a highly regulated environment
- You thrive in a fast-paced, deadline-driven environment and can effectively manage competing priorities
- You have experience partnering cross-functionally with Accounting, Compliance, Operations, and external counterparties
- You hold a Bachelor's degree in Finance, Accounting, Economics, or a related field
- You operate with a strong control mindset and understand the importance of segregation of duties
Even better if you have
- Direct experience preparing and reviewing daily segregation or secured amount computations within an FCM
- Experience supporting regulatory examinations, audits, and regulatory reporting requirements
- Familiarity with CFTC Regulations §1.20–1.32 and customer protection requirements
- Experience with regulatory reporting platforms such as NFA WinJammer, FINRA FOCUS, or similar systems
- CTP (Certified Treasury Professional) designation or experience working with exchanges, clearinghouses, margin funding, or collateral management
Pay
The target starting base salary range for this position is between $100,000 and $120,000, plus target equity. The starting base salary will depend on a number of factors including the candidate’s skills and experience, among other things.