Treasury Analyst, Regulatory Operations

About the role

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Treasury Analyst, Regulatory Operations based in the United States. This role sits at the intersection of treasury management, financial operations, and regulatory compliance within a fast-growing technology-driven environment.

Responsibilities

• Own and manage daily customer fund segregation and secured amount calculations while ensuring compliance with regulatory requirements and internal control standards.
• Monitor and manage daily cash positioning and liquidity across multiple accounts to support customer withdrawals, margin obligations, and regulatory requirements.
• Review, approve, and coordinate wire transfers according to established treasury policies, approval workflows, and fraud prevention controls.
• Manage exchange and clearinghouse margin funding activities, including initial and variation margin movements, while proactively monitoring funding needs.
• Analyze liquidity exposure, identify potential risks or shortfalls, and recommend actions to optimize cash utilization.
• Maintain accurate records of cash movements, collateral balances, treasury activity, and account reconciliations.
• Serve as a subject matter expert on treasury operations, customer fund protection requirements, liquidity management, and regulatory processes.

Requirements

• Bachelor’s degree in Finance, Accounting, Economics, or a related field.
• 5-8+ years of experience in treasury, cash management, regulatory operations, or financial operations within a regulated financial institution.
• Experience working in environments such as Futures Commission Merchants (FCMs), broker-dealers, clearing firms, banks, custodians, or similar regulated organizations.
• Direct experience with customer protection calculations, including CFTC segregation, secured amount requirements, or SEC Rule 15c3-3 reserve calculations.
• Strong understanding of treasury operations, liquidity management, cash forecasting, wire controls, collateral management, and bank reconciliations.
• Experience independently managing critical treasury processes requiring strong judgment, accuracy, and operational discipline.
• Ability to manage multiple priorities in a fast-paced, deadline-driven environment.
• Strong collaboration skills with experience partnering across Accounting, Compliance, Operations, and external financial institutions.
• Strong understanding of segregation of duties, internal controls, and risk management practices.
• Excellent attention to detail and commitment to accuracy in highly regulated environments.
• Experience supporting regulatory examinations, audits, and regulatory reporting is preferred.
• Familiarity with CFTC Regulations1.20-1.32, customer protection requirements, and regulatory reporting platforms such as NFA WinJammer or similar systems is a plus.
• Certified Treasury Professional (CTP) designation or experience with exchanges, clearinghouses, margin funding, or collateral management is preferred.

Benefits

• Competitive base salary range of $100,000 - $120,000 USD, plus target equity opportunities.
• Unlimited paid time off for full-time employees.
• 16 weeks of fully paid parental leave.
• Home office stipend to support remote work.
• Remote-first work environment with flexible working arrangements.
• Company-paid health, dental, and vision insurance options for employees and dependents.
• 5% 401(k) match program.
• Flexible Spending Account (FSA).
• Connected virtual-first culture with opportunities for team collaboration and company gatherings.
• Opportunity to contribute to the financial foundation of a rapidly growing sports technology company.