Trading Specialist - RIA

We are seeking an experienced Investment Associate to deliver exceptional trading solutions to our clients. You will play a pivotal role in executing and managing financial transactions across a range of assets, primarily exchange-traded funds (ETFs), mutual funds, and fixed income. Your expertise and decision-making will directly impact the company's success in the global financial markets.

About the role

This is a hybrid role, 2-3 days a week in the office. Candidates must be located near our Dallas, TX office.

Responsibilities

• Place trades, raise cash for distribution requests, and implement the intended investment strategy.
• Review accounts on a weekly basis for opportunities to tax harvest, rebalance, allocate cash, and replenish cash.
• Utilize trading platforms and software to execute orders efficiently.
• Manage and optimize trading portfolios while adhering to risk and compliance guidelines.
• Stay informed about industry trends, regulations, and developments that may impact the trading environment.
• Act swiftly and decisively in response to changing market conditions or portfolio changes.
• Work with the Investment Manager to evaluate changes in process or systems to increase efficiency and impact to the company.
• Communicate with the company’s wealth managers and client service staff regarding trade-related activity.

Requirements

• Bachelor's degree in finance, economics, business, or a related field.
• Proven experience as a trader in a financial institution.
• In-depth knowledge of financial markets, trading instruments, and asset classes.
• Strong analytical skills and the ability to make data-driven decisions.
• Proficiency in using trading software and platforms.
• Excellent risk management and decision-making abilities.
• Strong communication and interpersonal skills.
• Ability to work well under pressure and in a fast-paced environment.
• Understanding of risk management principles and compliance regulations.
• Series 65 license.

Nice to have

• CERTIFIED FINANCIAL PLANNER® Certification.

Pay

The base annual salary for this role is $55,000 to $75,000, plus a performance-based bonus. Base salary depends on factors including skill set, years and depth of experience, certifications, and location.