Sr Internal Auditor - IT

About the role

The Internal Auditor - IT Audit Senior position is responsible for conducting audits of internal controls and bank operations, performing testing related to Sarbanes-Oxley compliance, and supervising the work performed by Staff Auditors.

Responsibilities

• Maintain a good working knowledge of professional auditing standards, bank regulatory requirements, IT/Cybersecurity developments, and department operating procedures.
• Review regulatory and technology processes to assess business risk, internal control, and the overall effectiveness and efficiency of the process.
• In addition, assess the risks associated with Sarbanes Oxley and internal controls over financial reporting.
• Participate in the risk identification process and evaluation and testing of business processes and related controls.
• Complete audits of moderate complexity as well as assigned areas in other audits, and consistently achieve audit department objectives relating to timeliness, quality, adherence to budget, and individual productivity.
• Assists in planning of audits.
• Review and assess bank operations to evaluate the sufficiency of internal controls, extent of compliance with policy and regulations, as well as identify areas for improvement.
• Produce high quality work papers that support audit conclusions and comply with department standards.
• Timely communicate to audit management status of work assigned and any issues impacting timelines, budget, or audit scope.
• Effectively communicate audit results to management both verbally and in writing.
• Work collaboratively with Internal Audit management and our various lines of business to deliver value-added recommendations for the remediation of issues identified.
• Maintain a positive relationship with external auditors and regulatory examiners.
• Communicate (verbally and in writing) with all levels of the Bank to successfully accomplish audit objectives while portraying knowledge and confidence.
• Follows the Bank’s Information Security policies, ensuring that the processing and handling of client and confidential bank information is done in a secure manner and environment.
• Avoid all real or perceived conflicts of interest and always maintain client privacy and confidentiality.
• Complete and pass all assigned eLearning courses and certifications as required.
• Adhere to and ensure staff adherence to bank policies and procedures designed to comply with Federal regulations, including but not limited to the Bank Secrecy Act, USA Patriot Act and OFAC regulations.

Requirements

• Bachelor’s degree from a four-year college or university in information systems, computer science, accounting, finance, or business administration.
• Certification as a CISA, CISSP, CPA, CIA, CAMS, or CRCM or equivalent preferred. (Certification in process will be considered. Internal policy requires certification for promotion to Senior Manager.)
• Strong knowledge of IT infrastructure, cloud platforms, software/application development and cybersecurity concepts.
• Excellent analytical and problem-solving skills.
• Proficient in Microsoft Office.
• Communicate effectively, both in writing and verbally, at all levels within the company.
• Possess the ability to organize, prioritize, and complete work assignments in a timely manner.
• Demonstrate a high level of personal integrity and reflect an appropriate level of judgment, maturity, and confidentiality.
• Successfully interact with all levels of Bank personnel in a positive, constructive manner.

Skills

• Two to five years of experience in IT audit, internal auditing, public accounting, or regulatory compliance, with a heavy emphasis on financial services.

Benefits

• Paid time off for vacation, sick days and holidays
• Health insurance
• Stock options
• Bonus programs
• Generous 4% 401(k) matching plus a generous 3% annual contribution, 7% total employer contribution
• Paid Parental Leave
• Life and AD&D insurance
• Long-term disability
• Tuition Reimbursement
• Employee assistance programs
• Pre-tax health and dependent-care spending plans

Pay

USD $90,000.00/Yr. USD $115,000.00/Yr.

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