SMA Compliance Manager

About the role

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco. As our new Compliance Manager, you’ll play a key role in supporting one of Invesco’s Registered Investment Advisers, and Invesco’s Americas Compliance team. You’ll gain hands-on experience through a broad range of compliance activities, helping to ensure that we meet the highest regulatory standards. The responsibility of this Compliance Manager position is to support the compliance program of the growing Invesco Managed Accounts line of business. The position will have the opportunity to work with other specialized compliance groups across Invesco globally and cross-functionally with various business partners. We’re seeking a detail-oriented creative thinker to help us scale processes, solve problems, and continue to enhance our compliance oversight model.

Responsibilities

• Act as Fixed Income Trading Compliance Lead responsible for building rules and reporting within InvestorTool’s Perform OMS and acting as a resource for the trade desk.
• Own and improve workflows and monitoring process including pre and post-trade compliance processes, identifying potential gaps and where improvements for risk management or scalability are needed.
• Represent compliance in SMA team initiatives.
• Identify risks/changes/scalability issues being seen in portfolio monitoring and proactively raise with ideas or solutions.
• Review and interpret client agreement, IPS documents, state statutes, foreign registration rules, and platform manuals.
• Serve as a liaison between the leaders of the business and Compliance departments to resolve any new or outstanding concerns.
• Present complex information in a professional and easy to understand manner through written materials or presentations for a wide variety of audiences.
• Ongoing review of new and existing products and participation in new product launches to ensure proper deployment of regulatory and monitoring requirements are captured and appropriate development of strategy within all required regulatory requirements.
• Lead and participate in projects requiring interaction with members of the global compliance team to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
• May lead functional teams or projects and initiatives involving technology and data to develop, enhance, and automate compliance processes and test systems where significant initiative and independent judgement is required.

Requirements

• Ten or more years of Financial Services Industry Experience, preferably with at least