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Jobs · OTHR · Missouri

Senior Investigative Specialist

Edward Jones · St Louis, MO · 5 days ago
On-siteOTHRFull-time

About the role

You will be part of a team of Investigators focused on complying with firm policies/procedures and regulations including, but not limited to BSA, USA Patriot Act, FINRA, SEC, OFAC, OFSI to support a strong anti-financial crime program (AML, Internal and External Fraud).

Responsibilities

  • Partners with branch teams, other home-office departments, leadership, law enforcement, internal audit, and regulators to ensure compliance with regulatory obligations and firm policy.
  • Supports the development and implementation of controls that are appropriate, specific, and risk-based.

Requirements

  • Bachelor's Degree (Business, Finance or Accounting preferred) or relevant work experience required.
  • 4+ years of brokerage or financial industry or related experience, with a focus of 2+ years of KYC (Know Your Client), or financial crimes risk in BSA/AML with exposure to EDD.

Qualifications

  • Strong written and verbal communication skills.
  • Experience in reviews, investigation, and resolution of related issues.
  • CAMS, CFE, CPA, or other related industry certification/license preferred.

Skills

  • BSA/AML Compliance.
  • Financial Crime Risk Management.
  • Regulatory Compliance.

Benefits

  • Medical and prescription drug coverage.
  • Dental and vision coverage.
  • Voluntary benefits (accident, hospital indemnity, critical illness).
  • Short- and long-term disability coverage.
  • Basic life and AD&D coverage.
  • 401(k) retirement plan.
  • Tax-advantaged accounts (health savings account, flexible spending account).
  • 10 paid holidays.
  • 15 days of vacation.
  • Sick time, personal days, and a paid day for volunteerism.
  • Potential for bonuses and profit sharing.
  • Employee Assistance Program.

Pay

Compensation provided for using, not obtaining, the rating.

Schedule

Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office four days per week. Current Internal home-based associates please note: Even as a campus-based posted role you are eligible to apply and, if selected, you may retain your home-based status. However future business or regulatory needs may require on-site work and some roles may carry a preference for campus-based presence.

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