Senior Director, Technology Compliance & Regulatory Engagement

About the role

SEI is seeking a Senior Director to lead Technology Regulatory Compliance across the enterprise. This role will report directly to the Global Chief Compliance Officer and serves as the accountable executive for technology risk and compliance matters, including related regulatory engagement, most notably with the FFIEC, and provides global oversight of IT risk, compliance, and technology-focused audits. This executive will act as a trusted advisor to senior leadership, regulators, and boards, ensuring the policies, procedures and controls related to SEI’s technology development, deployment and environment meet applicable regulatory expectations and are clearly understood, well-positioned, and defensible in regulatory examinations. A core expectation of this role is the ability to shape, package, and communicate SEI’s technology risk story in alignment with regulatory expectations in multiple jurisdictions, while supporting modernization and innovation initiatives, including the use and deployment of artificial intelligence internally and externally.

Responsibilities

• Regulatory & Examination Leadership – Serve as the primary point of contact and owner for FFIEC examinations. Provide oversight of any technology-related subsidiary examinations. Lead end-to-end exam management, including exam scoping, response strategy, evidence orchestration, examiner communications, and issue resolution. Frame and present SEI’s technology risk, control environment, and maturity in a manner that aligns to examiner focus areas and supervisory priorities, not just individual controls. Interpret applicable technology, cybersecurity, and data-related regulatory requirements and provide clear, regulator-ready SEI positions