Senior Compliance Analyst - AML Compliance

Key Responsibilities

• Conduct enhanced due diligence (EDD) investigations on high-risk customers, transactions, and counterparties
• Review and analyze alerts generated by the firm's screening systems, including WorldCheck, Clear, and LexisNexis
• Prepare Suspicious Activity Reports (SARs)
• Review and approve subscription documents for private funds investors
• Maintain accurate and complete client risk profiles in the firm's CRM/KYC system
• Field and respond to AML-related inquiries from internal stakeholders, business units, and external parties
• Serve as a subject matter expert and trusted resource for AML team, providing guidance on complex cases, risk escalations, and regulatory interpretation
• Conduct weekly adverse media screening of incoming hires by maintaining and refreshing the firm's employee screening list, escalating any identified negative news findings for further review
• Collaborate with the IT team to assess and refine screening system configurations, optimizing rule sets and alert thresholds to reduce false positives and strengthen the firm's overall detection capabilities

Qualifications

• 5 plus years’ experience
• Bachelor’s degree required
• Knowledge of and experience applying U.S customer due diligence rules, including Bank Secrecy Act
• ACAMS certification preferred
• Ability to work with business and operations teams to ensure requirements are fully understood and met
• Detail-oriented, organized, and able to manage high-paced environment

Pay

The salary range for this role is $115,000-$135,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range, and the range may be modified in the future.

Benefits

• Paid time off
• Medical/dental/vision insurance
• Retail
• Life insurance
• Other benefits