Senior Auditor, Audit Professional Practices - Methodology (Hybrid)

Overview

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Responsibilities

• Support the audit methodology update and related enhancement efforts, including conducting research and analysis.
• Design and execute best-in-class operational processes.
• Capture and analyze data to identify trends and areas for improvement.
• Coordinate and execute on small to moderately complex projects (e.g., methodology related issues, gap assessments, regulatory requests for information), owning completion of assigned work.
• Design and deliver verbal and written communication to audit teams and audit leadership.
• Leverage available data and analytical tools to drive deeper insights on department behavior and challenges.
• Establish and maintain good relations with audit teams and other key stakeholders.
• Able to manage and prioritize multiple tasks and meet deadlines.
• Provide training to audit team members, i.e., during new hire audit foundations or practices updates (introduction of new or updated methodology, best practices, and quality expectations).
• Provide guidance and coaching to audit teams on the application of methodology across various audit activities (e.g., standard audits, issue validation).
• Work independently under general supervision, and can exercise latitude for initiative and independent judgment.

Qualifications

• Bachelor's Degree or military experience.
• At least 2 years of experience in auditing, accounting, financial analysis, compliance, or a combination.
• Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems, or Master of Business Administration preferred.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or a relevant certification preferred.
• 2+ years of experience in Banking or in the financial services industry preferred.