Senior Auditor, Audit Professional Practices - Methodology (Hybrid)

Overview

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Responsibilities

• Support the audit methodology update and related enhancement efforts, including conducting research and analysis.
• Design and execute best-in-class operational processes.
• Capture and analyze data to identify trends and areas for improvement.
• Coordinate and execute on small to moderately complex projects (e.g., methodology related issues, gap assessments, regulatory requests for information), owning completion of assigned work.
• Design and deliver verbal and written communication to audit teams and audit leadership.
• Leverage available data and analytical tools to drive deeper insights on department behavior and challenges.
• Establish and maintain good relations with audit teams and other key stakeholders.
• Able to manage and prioritize multiple tasks and meet deadlines.
• Provide training to audit team members, i.e., during new hire audit foundations or practices updates (introduction of new or updated methodology, best practices, and quality expectations).
• Provide guidance and coaching to audit teams on the application of methodology across various audit activities (e.g., standard audits, issue validation).
• Work independently under general supervision, and can exercise latitude for initiative and independent judgment.

Qualifications

• Bachelor's Degree or military experience.
• At least 2 years of experience in auditing, accounting, financial analysis, compliance, or a combination.
• Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems, or Master of Business Administration preferred.
• Relevant certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA) preferred.
• 2+ years of experience in Banking or in the financial services industry preferred.

What We're Looking For

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
• You possess a relentless focus on quality, improvement, and timeliness.
• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.
• You're a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.
• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.
• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Benefits

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website.

Pay

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Schedule

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.