SEC Mock Examiner
ACA Group · Kansas, United States · 4 wk ago
OTHRFull-time
We need to output HTML fragment with sections: headings for sections like About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. Only include sections that have real specific content. We need to parse the posting.
We need to remove boilerplate: cookie/navigation/legal/EEO/equal-opportunity/scam-warning, duplicated lines, application instructions. Also remove "What we commit to:" EEO statement. Also remove "Please note that everyone using..." privacy statement.
We need to preserve all substantive information.
Let's extract sections:
- About the role: The Opportunity paragraph describing ACA Group, growth, clients, etc. Also maybe "About ACA:" later. But "About the role" heading should contain description of role? The posting says "The Opportunity: ..." then description of ACA and growth. Then "What you’ll do:" responsibilities. Then "To qualify for the role you must have:" qualifications. Then "Ideally, you’ll also have:" preferred qualifications. Then "Skills and attributes for success:" skills. Then "Supervisory duties summary:" supervisory duties. Then "What working at ACA offers:" benefits. Then "About ACA:" company description. Then "Salary Range: $180K-$200K plus bonus" pay.
We need sections: About the role (maybe combine The Opportunity and About ACA? But we can have About the role: description of role and company? The instruction: use
for sections like About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. Only include sections that have real specific content. We need to parse the posting.
We need to remove boilerplate: cookie/navigation/legal/EEO/equal-opportunity/scam-warning, duplicated lines, application instructions. Also remove "What we commit to:" EEO statement. Also remove "Please note that everyone using..." privacy statement.
We need to preserve all substantive information.
Let's extract sections:
- About the role: The Opportunity paragraph describing ACA Group, growth, clients, etc. Also maybe "About ACA:" later. But "About the role" heading should contain description of role? The posting says "The Opportunity: ..." then description of ACA and growth. Then "What you’ll do:" responsibilities. Then "To qualify for the role you must have:" qualifications. Then "Ideally, you’ll also have:" preferred qualifications. Then "Skills and attributes for success:" skills. Then "Supervisory duties summary:" supervisory duties. Then "What working at ACA offers:" benefits. Then "About ACA:" company description. Then "Salary Range: $180K-$200K plus bonus" pay.
We need sections: About the role (maybe combine The Opportunity and About ACA? But we can have About the role: description of role and company? The instruction: use for section headings (e.g. About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule). So we need to decide which sections to include based on content.
We have:
- About the role: Could be the introductory paragraph about ACA Group and the opportunity. Also maybe "About ACA:" later. But we can combine into About the role.
- Responsibilities: "What you’ll do:" list.
- Requirements: "To qualify for the role you must have:" list (mandatory).
- Qualifications: Could be "Ideally, you’ll also have:" (preferred qualifications). Or we could treat Requirements as mandatory qualifications, and Qualifications as preferred. But we have both Requirements and Qualifications as possible headings. We'll include both if content exists.
- Skills: "Skills and attributes for success:" list.
- Benefits: "What working at ACA offers:" includes compensation package, medical, dental, 401k, PTO, flexible work, student debt forgiveness, pet insurance.
- Pay: "Salary Range: $180K-$200K plus bonus"
- Schedule: Not mentioned; no schedule info. So we should not include Schedule section.
- Supervisory duties summary: Could be part of Responsibilities or Skills? It's a separate bullet about supervisory duties. Could be included under Responsibilities as a bullet. But we have a heading "Supervisory d uties s ummary :" with typo. We'll incorporate that content under Responsibilities.
We must not repeat job title as heading. No Job ID.
We must remove boilerplate: EEO statement, privacy note, etc.
We need to preserve all substantive information.
Let's extract content.
**About the role** (intro):
"The Opportunity: ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission."
Also maybe include "About ACA:" later: "ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha ® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape."
We could combine both into About the role.
**Responsibilities** (What you’ll do):
- Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports).
- Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls).
- Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics.
- Identify, manage and/or support ACA special projects and internal initiatives.
- Supervisory duties: Supervise, train, evaluate, oversee, and provide feedback to colleagues (as needed).
**Requirements** (To qualify for the role you must have):
- Bachelor’s degree.
- Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission.
- At least 7 years of industry experience.
- Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder.
- Executive presence – a professional who interacts effortlessly with regulators and high-profile clients.
**Qualifications** (Ideally, you’ll also have):
- Experience within the SEC’s Private Funds Unit (PFU).
- Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred.
- Supervisory or other leadership experience.
**Skills** (Skills and attributes for success):
- Demonstrated leadership and professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments on matters of significance.
- Ability to work in a fast-paced individual and small team environment.
- Ability to establish, maintain and grow effective working relationships with colleagues and clients.
- Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks.
- Dedicated to upholding ACA’s high-quality standards and customer service focus.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
- Understanding web-based technology applications and willingness to provide input on enhancements and new solutions.
- Willing to travel.
**Benefits** (What working at ACA offers):
- Very competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business.
- Total Rewards packages include base compensation, bonus compensation, as well as medical and dental coverage, 401(k) plans, and a wide range of paid time off options as well as a flexible work environment.
- Time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
- Unique benefits such as Student Debt Forgiveness and Pet Insurance.
**Pay**:
- Salary Range: $180K-$200K plus bonus
We should not include Schedule.
Now produce HTML with headings and - for lists,
for prose.
We need to decide which content is prose vs list. The intro paragraphs can be
. Responsibilities list as
. Requirements list as . Qualifications list as . Skills list as . Benefits list as . Pay maybe as (since it's a single line). Could also be
but single item; but we can use .
We must not include empty sections.
Let's craft.
Check for any duplicated lines: we have not included EEO or privacy.
Now output only HTML fragment.
Let's write:
About the role
ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission. ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
Responsibilities
- Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports).
- Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls).
- Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics.
- Identify, manage and/or support ACA special projects and internal initiatives.
- Supervisory duties: Supervise, train, evaluate, oversee, and provide feedback to colleagues (as needed).
Requirements
- Bachelor’s degree.
- Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission.
- At least 7 years of industry experience.
- Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder.
- Executive presence – a professional who interacts effortlessly with regulators and high-profile clients.
Qualifications
- Experience within the SEC’s Private Funds Unit (PFU).
- Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred.
- Supervisory or other leadership experience.
Skills
- Demonstrated leadership and professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments on matters of significance.
- Ability to work in a fast-paced individual and small team environment.
- Ability to establish, maintain and grow effective working relationships with colleagues and clients.
- Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks.
- Dedicated to upholding ACA’s high-quality standards and customer service focus.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
- Understanding web-based technology applications and willingness to provide input on enhancements and new solutions.
headings and - for lists,
for prose.
We need to decide which content is prose vs list. The intro paragraphs can be
. Responsibilities list as
. Requirements list as . Qualifications list as . Skills list as . Benefits list as . Pay maybe as (since it's a single line). Could also be
but single item; but we can use .
We must not include empty sections.
Let's craft.
Check for any duplicated lines: we have not included EEO or privacy.
Now output only HTML fragment.
Let's write:
About the role
ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission. ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
Responsibilities
- Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports).
- Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls).
- Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics.
- Identify, manage and/or support ACA special projects and internal initiatives.
- Supervisory duties: Supervise, train, evaluate, oversee, and provide feedback to colleagues (as needed).
Requirements
- Bachelor’s degree.
- Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission.
- At least 7 years of industry experience.
- Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder.
- Executive presence – a professional who interacts effortlessly with regulators and high-profile clients.
Qualifications
- Experience within the SEC’s Private Funds Unit (PFU).
- Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred.
- Supervisory or other leadership experience.
Skills
- Demonstrated leadership and professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments on matters of significance.
- Ability to work in a fast-paced individual and small team environment.
- Ability to establish, maintain and grow effective working relationships with colleagues and clients.
- Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks.
- Dedicated to upholding ACA’s high-quality standards and customer service focus.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
- Understanding web-based technology applications and willingness to provide input on enhancements and new solutions.
for prose. We need to decide which content is prose vs list. The intro paragraphs can be
. Responsibilities list as
- . Requirements list as
- Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports).
- Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls).
- Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics.
- Identify, manage and/or support ACA special projects and internal initiatives.
- Supervisory duties: Supervise, train, evaluate, oversee, and provide feedback to colleagues (as needed).
- Bachelor’s degree.
- Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission.
- At least 7 years of industry experience.
- Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder.
- Executive presence – a professional who interacts effortlessly with regulators and high-profile clients.
- Experience within the SEC’s Private Funds Unit (PFU).
- Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred.
- Supervisory or other leadership experience.
- Demonstrated leadership and professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments on matters of significance.
- Ability to work in a fast-paced individual and small team environment.
- Ability to establish, maintain and grow effective working relationships with colleagues and clients.
- Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks.
- Dedicated to upholding ACA’s high-quality standards and customer service focus.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
- Understanding web-based technology applications and willingness to provide input on enhancements and new solutions.
- . Qualifications list as
- . Skills list as
- . Benefits list as
- . Pay maybe as
(since it's a single line). Could also be
- but single item; but we can use
. We must not include empty sections. Let's craft. Check for any duplicated lines: we have not included EEO or privacy. Now output only HTML fragment. Let's write:
About the role
ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission. ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.