SEC Mock Examiner
for section headings (e.g. About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule)." It says e.g., meaning those are examples, but we should follow those headings. Likely they expect only those headings. So we should not add About ACA heading. We could incorporate that info into About the role paragraph, but that would be adding content not originally there? It's originally there, so we can include it in About the role section. That would preserve all substantive info. So we can merge the "About ACA" paragraph into About the role.
Next: "What we commit to: ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation, and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law."
That's EEO boilerplate; we must remove it.
Next: "Salary Range: $180K-$200K plus bonus"
That's Pay.
Next: "Please note that everyone using, storing, sharing or transmitting information with or through ACA devices or systems, should have no expectation of privacy in any message, files, data, document, facsimile, telephone conversation, conversation, message, or any other kind of information or communications transmitted to, received from, printed from, or stored or recorded while utilizing any ACA systems, software, and data."
That's legal/privacy boilerplate; remove.
Thus we have sections:
- About the role: combine the opportunity paragraph and About ACA paragraph.
- Responsibilities: as extracted.
- Requirements: the "To qualify for the role you must have:" list.
- Qualifications: the "Ideally, you’ll also have:" list.
- Skills: the "Skills and attributes for success:" list plus supervisory duties summary.
- Benefits: the "What working at ACA offers:" paragraph.
- Pay: Salary Range line.
- Schedule: Not mentioned; no schedule info. So we omit Schedule section.
We must not include empty sections.
Now format: Use for each heading. Use - for any list of duties/requirements/benefits. Use
for prose.
We need to decide which content is list vs prose.
For About the role: prose (maybe two paragraphs). We'll put in
.
Responsibilities: list of duties. We'll make
- each bullet.
Requirements: list. Use
- .
Qualifications: list. Use
- .
Skills: list. Use
- .
Benefits: could be prose but includes list of benefits (medical, dental, 401k, paid time off, flexible work environment, holidays, summer Fridays, personal/family care, other leaves, student debt forgiveness, pet insurance). Could be list. We'll make list.
Pay: just a sentence; we can put
.
Now ensure we preserve all substantive info.
Let's extract exact phrasing.
About the role: combine:
"The Opportunity: ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission."
Plus About ACA: "ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha ® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape."
We can combine into one paragraph or two. We'll keep as two
maybe.
Responsibilities: list items:
- Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports).
- Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls).
- Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics.
- Identify, manage and/or support ACA special projects and internal initiatives.
Also earlier sentence: "Responsibilities include conducting mock regulatory examinations and compliance program reviews." That's covered by first bullet maybe. We'll include as bullet? Could be separate but it's generic. We'll keep as part of first bullet.
Requirements list:
- Bachelor’s degree.
- Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission.
- At least 7 years of industry experience.
- Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder.
- Executive presence – a professional who interacts effortlessly with regulators and high-profile clients.
Qualifications list (preferred):
- Experience within the SEC’s Private Funds Unit (PFU).
- Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred.
- Supervisory or other leadership experience.
Skills list:
- for any list of duties/requirements/benefits. Use
for prose. We need to decide which content is list vs prose. For About the role: prose (maybe two paragraphs). We'll put in
. Responsibilities: list of duties. We'll make
- each bullet.
Requirements: list. Use
- .
Qualifications: list. Use
- .
Skills: list. Use
- .
Benefits: could be prose but includes list of benefits (medical, dental, 401k, paid time off, flexible work environment, holidays, summer Fridays, personal/family care, other leaves, student debt forgiveness, pet insurance). Could be list. We'll make list.
Pay: just a sentence; we can put
. Now ensure we preserve all substantive info. Let's extract exact phrasing. About the role: combine: "The Opportunity: ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission." Plus About ACA: "ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha ® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape." We can combine into one paragraph or two. We'll keep as two
maybe. Responsibilities: list items: - Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports). - Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls). - Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics. - Identify, manage and/or support ACA special projects and internal initiatives. Also earlier sentence: "Responsibilities include conducting mock regulatory examinations and compliance program reviews." That's covered by first bullet maybe. We'll include as bullet? Could be separate but it's generic. We'll keep as part of first bullet. Requirements list: - Bachelor’s degree. - Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission. - At least 7 years of industry experience. - Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder. - Executive presence – a professional who interacts effortlessly with regulators and high-profile clients. Qualifications list (preferred): - Experience within the SEC’s Private Funds Unit (PFU). - Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred. - Supervisory or other leadership experience. Skills list:
- .
Benefits: could be prose but includes list of benefits (medical, dental, 401k, paid time off, flexible work environment, holidays, summer Fridays, personal/family care, other leaves, student debt forgiveness, pet insurance). Could be list. We'll make list.
Pay: just a sentence; we can put
- .
Skills: list. Use
- .
Qualifications: list. Use
- each bullet.
Requirements: list. Use