Jobs · OTHR · California

SEC Mock Examiner

ACA Group · California, United States · 3 wk ago
OTHRFull-time
We need to output HTML fragment with sections: About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. Only include sections that have real specific content. We need to parse the posting. We need to avoid repeating job title as heading. No Job ID etc. Remove boilerplate: cookie/navigation/legal/EEO/equal-opportunity/scam-warning, duplicated lines, application instructions. We need to preserve all substantive info. Let's extract content. Posting sections: "The Opportunity: ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission." That's about the role/overview. Could be "About the role". Next: "Responsibilities include conducting mock regulatory examinations and compliance program reviews. What you’ll do: Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports). Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls). Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics. Identify, manage and/or support ACA special projects and internal initiatives." That's responsibilities. Next: "To qualify for the role you must have: Bachelor’s degree. Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission. At least 7years of industry experience. Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder. Executive presence – a professional who interacts effortlessly with regulators and high-profile clients." That's requirements/qualifications. Could separate "Requirements" and "Qualifications". But we can combine? The instruction: use headings for sections like About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. So we need to decide which content fits which. We have "To qualify for the role you must have:" list: Bachelor's degree, experience, 7 years, advanced knowledge, executive presence. That's requirements. Then "Ideally, you’ll also have: Experience within the SEC’s Private Funds Unit (PFU). Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred. Supervisory or other leadership experience." That's qualifications (preferred). Could be Qualifications. Next: "Skills and attributes for success: Demonstrated leadership and professional integrity. Dependable, flexible, and adaptable to new ACA initiatives and changing client needs. Ability to exercise discretion and make independent judgments on matters of significance. Ability to work in a fast-paced individual and small team environment. Ability to establish, maintain and grow effective working relationships with colleagues and clients. Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks. Dedicated to upholding ACA’s high-quality standards and customer service focus. Strong organizational and problem-solving skills with attention to detail. Strong oral and written communication skills. Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment. Understanding web-based technology applications and willingness to provide input on enhancements and new solutions. Willing to travel. Supervisory d uties s ummary : Supervise, train, evaluate, oversee, and provide feedback to colleagues (as needed)." That's skills. Next: "What working at ACA offers: We offer a very competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards packages for these positions include base compensation, bonus compensation, as well as medical and dental coverage, 401(k) plans, and a wide range of paid time off options as well as a flexible work environment. You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance." That's benefits. Next: "About ACA: ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha ® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape." That could be "About the role"? Actually we already have about the role earlier. This is more about company. Could be omitted? The instruction: include a section ONLY when the posting has real, specific content for it — never emit a heading followed by filler/placeholder text. The "About ACA" is substantive but not necessarily required sections list. The list includes About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule. "About ACA" is not in that list, so we should not create a heading for it. We could incorporate that info into About the role? But About the role already has content about opportunity. Could merge? However we must not invent sections. We could keep About the role as earlier content (the opportunity). The "About ACA" could be omitted or maybe we could treat as part of About the role? The instruction: "Use

for section headings (e.g. About the role, Responsibilities, Requirements, Qualifications, Skills, Benefits, Pay, Schedule)." It says e.g., meaning those are examples, but we should follow those headings. Likely they expect only those headings. So we should not add About ACA heading. We could incorporate that info into About the role paragraph, but that would be adding content not originally there? It's originally there, so we can include it in About the role section. That would preserve all substantive info. So we can merge the "About ACA" paragraph into About the role. Next: "What we commit to: ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation, and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law." That's EEO boilerplate; we must remove it. Next: "Salary Range: $180K-$200K plus bonus" That's Pay. Next: "Please note that everyone using, storing, sharing or transmitting information with or through ACA devices or systems, should have no expectation of privacy in any message, files, data, document, facsimile, telephone conversation, conversation, message, or any other kind of information or communications transmitted to, received from, printed from, or stored or recorded while utilizing any ACA systems, software, and data." That's legal/privacy boilerplate; remove. Thus we have sections: - About the role: combine the opportunity paragraph and About ACA paragraph. - Responsibilities: as extracted. - Requirements: the "To qualify for the role you must have:" list. - Qualifications: the "Ideally, you’ll also have:" list. - Skills: the "Skills and attributes for success:" list plus supervisory duties summary. - Benefits: the "What working at ACA offers:" paragraph. - Pay: Salary Range line. - Schedule: Not mentioned; no schedule info. So we omit Schedule section. We must not include empty sections. Now format: Use

for each heading. Use
  • for any list of duties/requirements/benefits. Use

    for prose. We need to decide which content is list vs prose. For About the role: prose (maybe two paragraphs). We'll put in

    . Responsibilities: list of duties. We'll make

    • each bullet. Requirements: list. Use
      • . Qualifications: list. Use
        • . Skills: list. Use
          • . Benefits: could be prose but includes list of benefits (medical, dental, 401k, paid time off, flexible work environment, holidays, summer Fridays, personal/family care, other leaves, student debt forgiveness, pet insurance). Could be list. We'll make list. Pay: just a sentence; we can put

            . Now ensure we preserve all substantive info. Let's extract exact phrasing. About the role: combine: "The Opportunity: ACA Group is one of the leading Governance, Risk and Compliance (GRC) providers to private funds, including Private Equity, Hedge, Credit, Real Estate, Venture Capital and more. ACA’s Private Fund business continues to experience exciting growth, and we are looking for great leaders and seasoned experts to continue supporting that growth. ACA has over 6,000 clients (including over 2,000 Private Fund clients) and serves 90% of the Top 50 Money Managers and over 80% of the top 100 Private Equity fund managers and Hedge Fund managers. The individuals in these positions should have current or recent experience as a private funds focused examiner or attorney with the U.S. Securities and Exchange Commission." Plus About ACA: "ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha ® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape." We can combine into one paragraph or two. We'll keep as two

            maybe. Responsibilities: list items: - Lead or assist all aspects of mock regulatory examinations and compliance program reviews including for some of ACA’s largest and most complex clients (e.g., preparing document requests, reviewing documents, conducting testing and interviews, identifying deficiencies, making recommendations and drafting reports). - Identify, develop and generate business opportunities across the whole ACA enterprise to provide a more comprehensive offering of services to new and existing clients (including by serving as a subject matter expert on commercial calls). - Increase ACA’s brand awareness by writing articles, speaking/presenting at industry conferences, and/or making internal or client presentations on key topics. - Identify, manage and/or support ACA special projects and internal initiatives. Also earlier sentence: "Responsibilities include conducting mock regulatory examinations and compliance program reviews." That's covered by first bullet maybe. We'll include as bullet? Could be separate but it's generic. We'll keep as part of first bullet. Requirements list: - Bachelor’s degree. - Current or recent private funds related experience as an examiner or attorney with the U.S. Securities and Exchange Commission. - At least 7 years of industry experience. - Advanced knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder. - Executive presence – a professional who interacts effortlessly with regulators and high-profile clients. Qualifications list (preferred): - Experience within the SEC’s Private Funds Unit (PFU). - Major or concentration in compliance, law, business, accounting, finance, and/or economics preferred. - Supervisory or other leadership experience. Skills list:

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