Regulatory Reporting Associate

The TP ICAP Group is a world-leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group operates from more than 60 offices in 27 countries with 5,200 employees.

About the role

The Regulatory Reporting Associate will be part of the Operational Controls team performing various reconciliations and ensuring accuracy of books and records. The anticipated start date for this role is October 2026.

Responsibilities

• Perform daily/monthly transaction reporting reconciliation
• Coordinate with Settlements & Compliance to ensure all exceptions are classified & closed in a timely manner
• Identify recurring themes within the daily exceptions & escalate these issues to management for review, when necessary
• Perform various BAU tasks directly related to transaction/regulatory reporting operations
• Create & maintain a book of reports & metrics
• Cross train & assist the Operational Controls (OpsRec) team with BAU tasks such as P&L Reporting & reconciliation
• Pro-active participation and coordination of all audit requests (internal & external), including walkthroughs and document support
• Organize and review all documents requested for Regulatory meetings and/or exams
• Partner with IT and Business Units in evaluating, recommending, testing, and user acceptance of new technologies
• Promote automation efficiencies to increase control, enhance accuracy, improve timing, and reduce operating costs
• Ensure departmental Policy & Procedure documentation is kept updated
• Contribute to implementation of new projects, processes, and systems

Requirements

• Excellent Excel skills
• Strong written and oral communication skills
• Independent, self-motivated, with ability to adapt and be flexible in a team environment
• Strong analytical, prioritization, and organizational skills
• Ability to directly address conflicts and escalate issues where appropriate
• Ability to work under pressure and to fixed deadlines
• Multi-tasker who can manage multiple streams of work concurrently

Qualifications

• Strong interpersonal skills and ability to build cross-functional relationships
• Product knowledge (equities, fixed income, foreign exchange, international) including the booking and life cycle of these transactions
• Knowledge of VBA/macros is a plus
• Risk and controls awareness

Location

USA - 9931 Corporate Campus Drive - Louisville, KY