Regulatory Reporting Associate

Responsibilities

• Support the FED 2004 Primary Dealer Reporting process including the Daily, Weekly and Monthly FR2004 Primary Government Securities Dealers Reports.
• Work with the various Middle Office and Shared Services Operations teams to provide commentary and analysis on the U.S Operations Weekly MIS decks.
• Cook with Finance to analyze the monthly 15c3-1 FOCUS filing and weekly 15c3-3 Customer Reserve Computation to ensure all Operations data is accurate and all balances are explained appropriately.
• Prepare the monthly Operations Balance Sheet Account Attestation Reports and analyze the results to ensure all accounts are assigned appropriately, attested to accurately and timely with appropriate supporting documentation.

Qualifications

• BA in Accounting or Finance or related field
• 4+ years of related experience, preferably in the finance or accounting industry
• Proficient in Microsoft Office including MS Word, Excel and PowerPoint
• Experience in FED or other types of regulatory reporting a plus
• Strong communication skills, both written and verbal
• Strong problem-solving and analytical skills
• Team player, able to work well with all levels of the firm, as well as with outside professionals