Regulatory Reporting Analyst – Broker-Dealer [AQ-13782]

About the Opportunity

Join a leading financial services organization dedicated to maintaining the highest standards of financial integrity and operational excellence. This role places you at the heart of cash accounting operations, where you will directly influence the financial health and stability of the organization, impacting millions of customers and stakeholders. As a key contributor, you will ensure financial stability, support strategic decision-making, and uphold regulatory compliance in a high-volume environment.

Responsibilities

• Perform various daily, monthly, and quarterly corporate-level cash accounting functions.
• Prepare and process journal entries for cash transfers and write-offs.
• Execute comprehensive reconciliations of general ledger cash and investment accounts against bank statements.
• Implement and monitor controls to ensure financial records are maintained in a compliant manner.
• Collaborate closely with internal business partners, including operations and treasury teams, to ensure timely and accurate recording of business transactions and account reconciliation.
• Produce accurate and timely management reports to support decision-making.
• Assist with the reconciliation of Accounts Receivable General Ledger accounts.
• Support billing teams by assisting with requests, including customer account maintenance, researching applied payments, and correcting deposits.
• Complete the month-end process for Accounts Receivable as it relates to the general ledger, including month-end reclasses, calculating and posting the monthly allowance, and reporting aged items to various teams.
• Process client refunds efficiently and accurately.

Requirements

• 3-5 years of related high-volume cash reconciliation experience.
• Solid understanding of Generally Accepted Accounting Principles (GAAP).
• Proficiency with Microsoft Excel and Word.
• Familiarity with the capabilities of large-company enterprise reporting systems.
• Demonstrated ability to articulate views in a clear and concise manner.
• Proactive, results-oriented operating style.

Preferred Qualifications

• Experience with large-scale enterprise financial systems.
• Familiarity with data analytics tools.
• Experience with automated account reconciliation software.
• Prior experience in the financial services industry.

Benefits

• Subsidized health, vision, and dental plans.
• Paid sick leave.
• Retirement plans with a company match.
• Free online training through Aquent Gymnasium.