Registered Client Assistant III--Wealth Management (Richmond, Fredericksburg, Christiansburg, Charlottesville)

Position Accountabilities

• Affords assistance to Financial Advisors to ensure they provide outstanding client experiences.
• Maintains and serves client needs for both brokerage and direct accounts.
• Communicates with teammates and external parties to exchange information and provide customer service.
• Establishes, maintains, and updates department and client files and records.
• Compiles data and performs moderate mathematical calculations, such as preparing reports and correspondence as needed.
• Adheres to company policies, procedures, and applicable laws and regulations.
• Mentors Client Assistant I & II positions.
• Performs other duties as assigned, supporting essential functions.

Position Qualifications

• High school diploma or equivalent; higher education degree preferred.
• Minimum of 5-7 years of experience in the financial services industry.
• At least 2 years as a Registered Client Assistant (required).
• FINRA registrations to include Series 7, Series 6, and Series 63 (required).
• Virginia life insurance and annuities licenses (required).

Knowledge & Skills

• Ability to multi-task and establish priorities.
• Excellent customer service skills.
• Proficient computer skills relevant to Microsoft Office Suites and online systems.
• Advanced math and analytical skills.
• Excellent written, oral, interpersonal, and negotiating skills.
• Knowledgeable about standard office equipment and general office procedures.
• Ability to work with minimal supervision.

Salary and Benefits

Salary offered will be based on several factors including education, work experience, certifications, etc. This position is also eligible to participate in an applicable incentive compensation plan for the position or a discretionary profit sharing bonus program. For more information on our comprehensive benefits package, visit this link.

We are proud to be an Equal Employment Opportunity employer. We maintain a drug-free workplace.