Registered Wealth Management Client Associate

Job Summary

Brokerage Wealth Management is a leading provider of comprehensive wealth management and investment products and services. This role supports a highly successful team of Financial Advisors by providing both administrative and operational support.

Responsibilities

• Educate clients on all service and banking offerings.
• Ensure timeliness, accuracy, and completeness in client materials and follow up on all client and Financial Advisor (FA) requests.
• Align practices with company policies and procedures to support operational excellence, client protection, and risk management.
• Identify, deepen, and maintain client relationships by promoting the company's offerings and incorporating banking solutions into daily practices, while communicating outcomes to the FA.
• Support daily team operations, including covering roles during absences or peak periods, while maintaining a client-first mindset.

Required Qualifications

• Client Securities Industry Essentials (SIE), Series 7, and 66, or BOTH Series 63 and 65 in lieu of the 66.
• Demonstrated advanced industry knowledge and understanding of investment products.

Desired Qualifications

• Energetic, self-motivated, coachable, and adaptable.
• Enjoys working in a dynamic, fast-paced environment.
• Detail-oriented and invested in ongoing personal development.
• Committed to delivering an excellent client experience.
• Efficient in meeting client needs and delivering complex solutions.
• Discreet and professional in handling sensitive information.
• Proficient in Microsoft Word, Excel, and PowerPoint.
• Strong verbal and written communication skills.