RCA Professional - AML

About the role

Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to create, implement, maintain, review or oversee an effective risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. Identifies gaps and informs solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or escalates risks as appropriate. Serves as a functional liaison between the Line of Business and the Lines of Defense.

Responsibilities

• Create, implement, maintain, review or oversee an effective risk management framework
• Participate in projects and/or activities ensuring compliance with applicable laws and regulations
• Identify and respond to risks, escalating as necessary
• Serve as a functional liaison between the Line of Business and the Lines of Defense

Requirements

• Bachelor's degree, or equivalent work experience
• More than five years of relevant experience
• Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends
• Thorough understanding of the business line’s operations, products/services, systems, and associated risks/controls
• Strong analytical, process facilitation, and project management skills
• Effective presentation, interpersonal, written, and verbal communication skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
• Applicable professional certifications

Qualifications

• Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends
• Thorough understanding of the business line’s operations, products/services, systems, and associated risks/controls
• Strong analytical, process facilitation, and project management skills
• Effective presentation, interpersonal, written, and verbal communication skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
• Applicable professional certifications

Skills

• Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends
• Thorough understanding of the business line’s operations, products/services, systems, and associated risks/controls
• Strong analytical, process facilitation, and project management skills
• Effective presentation, interpersonal, written, and verbal communication skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
• Applicable professional certifications

Benefits

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law