AML Associate

About the Role

iCapital is looking to hire a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for investor AML and KYC with a strong private fund focus. This role will be responsible for ensuring compliance with all AML and KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.

Responsibilities

• Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring
• Perform third party reliance testing and monitoring
• Collaborate across various business lines on new initiatives, providing compliance guidance
• Conduct AML screening review and dispositions
• Assist in preparing for and responding to inquiries and audits

Qualifications

• 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
• AML and KYC knowledge of regulatory requirements for private fund investors
• Experience with AML screening resolution vendor tools (i.e. LexisNexis, Worldcheck, ComplyAdvantage)
• Excellent verbal communication skills with the ability for personal interaction
• Thrives in a fast-paced environment with a continuous learning mindset
• Self-motivated with robust project management and process development skills
• ACAMS certification is preferred
• JD is a plus

Pay

The base salary range for this role is $70,000 to $85,000.

Benefits

• Equity for all full-time employees
• Annual performance bonus
• Employer matched retirement plan
• Generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
• Parental leave
• Unlimited paid time off (PTO)

Schedule

Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.

This response is AI-generated, for reference only.