AML Compliance Associate (CONFIDENTIAL)

About the role

This is an ongoing assignment for a Compliance Analyst to support a Broker Dealer client in identifying and mitigating financial crime risks.

Responsibilities

• Review and analyze alerts to identify suspicious activity and financial crime risks
• Identify trends related to money laundering and terrorist financing
• Document investigations and maintain supporting case files
• Prepare and file Suspicious Activity Reports (SARs)
• Manage FinCEN filings, including 314(a) requests
• Conduct client due diligence and enhanced due diligence
• Respond to AML-related inquiries from internal and external parties
• Support AML training and provide guidance on compliance and sanctions risks
• Assist with ongoing enhancements to AML processes and controls