Private Wealth Investment Management Specialist

Responsibilities

• Maintains an understanding of the Chief Investment Office (CIO) philosophy, proprietary planning, and investment management tools
• Marks, analyzes, and reviews the current market environment and research portfolio recommendations
• Marks and manages client portfolios to align with client goals, objectives, risk tolerance, and time horizons
• Reviews and manages team proprietary models to align with current market assumptions by participating in CIO and manager updates and reviewing reports and allocation updates
• Creates analytical reports for Financial Advisors to review client investment portfolio performances against market returns
• Assesses and shares pricing findings with clients to ensure understanding of the value of advice and accompanying solutions
• Analyze and understand Merrill and third party research
• Monitor and respond to market and non-financial current events
• Effectively navigate proprietary planning and investment management tools
• Deliver investment management tools, including but not limited to investment proposal, CRC, etc.
• Monitor and analyze book pricing internally for FA team
• Convey pricing to ensure client's understanding of the value of advice and accompanying solutions
• Deep understanding of the CIO philosophy & ongoing monitoring of strategy changes based on current market environment
• Prepare materials and coordinate weekly Investment Committee meetings
• Proactively review and manage team proprietary models to align with the Investment Committee decisions
• Manage ML One variances/enrollments/updates/withdrawals/terminations
• Serve as Primary/Lead Team Member for processing PIA trades in Portfolio
• Create analytical reports for FAs to review client investment portfolio performances against market returns
• Propose client recommendations/changes based on client goals, risk tolerance, time horizon and objectives

Requirements

• Series 7 & 66 (or combination of both Series 63 & 65), must also obtain all state registrations held by the Financial Advisor(s) and Advisor Team(s) they support
• Maintain at least one firm approved designation
• SAFE Act Registration; ADV-2B Required
• Possess and demonstrate strong communication skills
• Thorough knowledge and understanding of the suite of Wealth Management products and services
• Strong analytical and portfolio management skills with the ability to identify trends and implement investment strategies to increase growth and mitigate risk
• Ability to make sound decisions by having a deep understanding of investment management best practices and policies/procedures
• Ability to identify client needs and concerns and articulate appropriate approach to align solutions to goals in a suitable and controlled way

Desired Qualifications

• CFA designation
• Strong technical & analytical experience
• Advanced trading experience & expertise

Skills

• Causation Analysis
• Financial Management
• Investment Management
• Trading Strategy
• Trading and Investment Analysis
• Portfolio Analysis
• Portfolio Management
• Price Verification and Valuation
• Trade Monitoring
• Trading
• Client Investments Management
• Client Solutions Advisory
• Financial Analysis
• Financial Forecasting and Modeling
• Wealth Planning

Qualifications

• High School Diploma / GED / Secondary School or equivalent

Shift

• 1st shift (United States of America)
• Hours Per Week: 40